Compliance Specialist

4 days ago

Singapore CSCGFM CORPORATE SERVICES (SINGAPORE) PTE. LTD. Full time

The Compliance Department ensures a company functions in a regulatory and ethical manner. Compliance sits within the second line of defence and this role would work closely with the APAC Funds Compliance Leaders to mitigate compliance risks, reporting and monitoring activities. They shall support the APAC Funds office on compliance related projects and form part of the regional Funds Compliance team.

The role shall be responsible for implementing and supporting the compliance monitoring programme, observe the compliance framework and company policies, and assisting in the training of employees on compliance risks within the fund services area.

The duties shall include review and evaluation of first line of defence work as part of the compliance monitoring programme. Observe company policies to meet relevant regulatory requirements. Ensure existing governance and control processes to ensure they are appropriately working and applied by the lines of defence. Report as required on compliance matters internally.
- Review High Risk KYC cases
- AML/CFT & KYC advisory
- Perform Compliance Testing on Fund Services KYC
- Perform review on on-going screening alerts
- Provide training and guidance to Operations team in transferring KYC cases to KYCP
- Advisory on AML/ CTF related matters to business team
- Assist the Compliance Manager on implementation and monitoring of Compliance policies and procedures
- Mentor less-experienced peers and display leadership as needed
- Compliance Partner with Business and Services team

**Requirements**:

- Bachelor’s degree in business management, finance, law or a related field.
- Minimum 5 years’ proven KYC/CDD process experience within fund services or associated compliance/risk area.
- Strong intrapersonal and communication skills.
- Deep knowledge of financial services compliance risk standards and related stakeholders.
- Analytical with strong attention to detail.

  • Compliance Specialist

    2 weeks ago

    Singapore CHAPTR CONSULTING PTE. LTD. Full time

    **The Company** Our client is a well-established financial services firm seeking to expand their compliance team in 2024. They are currently looking for a Compliance Specialist to support this growth. **The Role** As a Compliance Specialist, you will lead independent investigations involving interviews and report writing to prevent market misconduct. You...

  • Compliance Manager

    8 hours ago

    Singapore IOT SPECIALIST RECRUITMENT PTE. LTD. Full time

    Job Description:We are seeking a highly skilled Compliance Manager to join our team at IoT-Specialist-Recruitment-PTE-LTD. The ideal candidate should have at least eight years of relevant experience in compliance and AML functions within the financial services sector, with knowledge and understanding of financial services regulations, compliance, policies,...

  • Compliance Specialist

    8 hours ago

    Singapore GOOD JOB CREATIONS (SINGAPORE) PTE. LTD. Full time

    Compliance Officer & Data Protection Specialist RoleWe are seeking a highly skilled Compliance Officer and Data Protection Specialist to join our team at Good Job Creations Singapore PTE LTD.About the Role:The Compliance Officer and Data Protection Specialist will be responsible for ensuring full compliance with all laws, regulations, and internal/external...

  • Compliance Assurance Specialist

    2 weeks ago

    Singapore beBee Careers Full time

    Compliance Assurance SpecialistWe are seeking a highly skilled Compliance Assurance Specialist to join our team. As a Compliance Assurance Specialist, you will be responsible for ensuring that all electrical components and systems meet the required safety and compliance standards.Your key responsibilities will include:Applying relevant safety and compliance...

  • Compliance Specialist

    2 weeks ago

    Singapore beBee Careers Full time

    Key Responsibilities:">As a Compliance Specialist, you will oversee trade security compliance, business contracts, dispute resolution, and regulatory programs to ensure adherence to trade regulations and internal policies.You will provide guidance and training to employees on legal, compliance, and security trade policies, ensuring they are well-equipped to...

  • Compliance Specialist

    4 days ago

    Singapore Loomis, Sayles & Company, L.P. Full time

    **Function**:Legal & Compliance**Job ID #**:1203 - *** **Department**:Community Investments**Position Type**:Full-Time**Education Required**:See Job Qualifications**Location**:Singapore**Experience Required**:See Job Qualifications**Position Description** Loomis Sayles has implemented the Charles River Compliance System (“CRD”) to automate its...

  • Compliance Specialist

    1 week ago

    Singapore beBee Careers Full time

    **Job Description:**We are looking for a seasoned Compliance Specialist to oversee our trade compliance activities. The successful candidate will be responsible for analyzing and implementing regulatory requirements, developing compliance plans, and maintaining records of compliance.The ideal candidate will have a deep understanding of commodity regulations...

  • Contract and Compliance Specialist

    2 weeks ago

    Singapore beBee Careers Full time

    Contract and Compliance SpecialistWe are seeking a highly skilled Contract and Compliance Specialist to join our team. The ideal candidate will be responsible for administering contract management processes, including tracking, filing, and executing contracts, and assisting counsel in clearing routine data privacy requests.Key ResponsibilitiesAdminister...

  • IT Security and Compliance Specialist

    1 week ago

    Singapore beBee Careers Full time

    IT Security and Compliance SpecialistWe are seeking a highly skilled IT Security and Compliance Specialist to join our team.Job SummaryThe successful candidate will be responsible for ensuring the security and compliance of our IT systems.Developing and implementing IT security policies and proceduresConducting regular security audits and risk...

  • Compliance Specialist

    2 weeks ago

    Singapore beBee Careers Full time

    Job DescriptionWe are seeking a highly skilled Compliance Specialist to join our team. As a key member of our organization, you will be responsible for providing legal counseling and guidance on compliance matters within a multinational company.ResponsibilitiesDevelop and implement compliance programs and policies in accordance with applicable laws and...