Compliance Associate

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Job Description: Junior Compliance Associate - Regulatory and Core Compliance Position Title: Junior Compliance Associate Reports To: Head of Legal and Compliance Division: Regulatory and Core Compliance Location: Singapore Experience Level: Fresh Graduate or 1-2 Years Role Overview Tazapay is seeking a detail-oriented and motivated Junior Compliance...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

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Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Get AI-powered advice on this job and more exclusive features. Your Role As a Your Role As a Compliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief...

**Job Summary**: We are seeking a detail-oriented and motivated Compliance Associate to support our compliance team in ensuring the organization operates in accordance with legal and regulatory requirements. This entry-level role is ideal for recent graduates or individuals early in their compliance. **Key Responsibilities**: **CUSTOMER DUE DILIGENCE** -...

Working for Financial Services firm in Singapore, you will be from either a bank or similar finacial company. Position: The role is working as claims administraiton associate looking after claims and sundry expenses for payments. Process payments and post payments as per monthly cycle Perform ad-hoc admin tasks as required Potential for growth and...

2 days ago Be among the first 25 applicants Job Description & Requirements Key Responsibilities Gather and analyse business requirements related to AML / KYC processes, including Name Screening, Source of Wealth (SoW), and Transaction Monitoring. Collaborate with stakeholders across Compliance, Operations, and IT to define functional specifications and...

As aCompliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief Compliance Officer (CCO) of 360T APAC. Your Responsibilities Compliance Management of 360T Singapore; including RMO trading venue Knowledge of Singapore and other regulatory frameworks Knowledge of MAS systems ...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are looking for an experienced and diligent Compliance Associate to...