
Derivatives Compliance Officer Apac
2 weeks ago
This is a newly created role reporting to the Global Head of Compliance based in Europe.
**Responsibilities**:
- Spearhead the development and implementation of a compliance program for the APAC region, ensuring adherence to derivatives regulations, trade sanctions, anti-bribery, and anti-money laundering (AML) standards.
- Collaborate with the global compliance team to foster a culture of integrity and compliance within a dynamic trading environment.
- Lead training initiatives and develop localized compliance policies to meet regional and global requirements.
- Monitor and investigate derivatives trading activities to ensure regulatory alignment and mitigate risks such as spoofing, wash trading, and price manipulation.
- Evaluate physical commodity transactions to address potential risks related to sanctions, bribery, and AML.
- Drive continuous improvement in compliance processes by contributing innovative ideas and aligning with global strategies.
**Requirements**:
- 8 years of experience with derivatives compliance
- Banking or Commodities background is essential
Nicola Clarke | EA License no. 18S9419 | EA Personnel no. R2197703
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