Vp Global Markets Compliance

2 days ago


Singapore Qontel Search Pte Ltd Full time

Qontel Search Pte Ltd SingaporePosted 1 hour ago Permanent Competitive
- VP Global Markets Compliance

We are looking for an experienced VP Global Markets Compliance to take up this exciting position with our clients, a renowned global banking player.
- This key position supports the Head on Singapore regulatory matters and takes the Global Markets Compliance lead matters in Singapore and the region. You will approve new business initiatives and other Global Markets compliance projects, including the rollout of training initiatives on rules and regulations, codes of conduct, laws, and regulations. You will also assist in reviewing marketing materials, conflict identification and mitigations, compliance desk reviews, and follow-through of trade surveillance alerts.
- To succeed in the role, you should have at least 8 years of Global Markets Compliance experience with the banking sector. Sound knowledge of Singapore regulations, including SFA, FAA, and MAS requirements. Good communication skills, risk-based mindset, flexibility, resilience, and the ability to embrace changes.- License number: R22S0952
- Job ID 290015



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