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Associate, Compliance

2 weeks ago

Singapore Brookfield Asset Management Full time

Location

Singapore - 138 Market Street, CapitaGreen, #32 01

Brookfield Culture

Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined. Brookfield is committed to the development of our people through challenging work assignments and exposure to diverse businesses.

**Job Description**:
About the role

This role will support legal, regulatory, and compliance activities for Brookfield’s licensed entities and operations in Singapore. The role includes assisting with transaction execution, legal documentation, regulatory monitoring, compliance reporting, and entity governance in collaboration with cross-functional teams.

Responsibilities:

- Assist in ensuring adherence to applicable MAS regulations and internal Brookfield policies
- Monitor day-to-day compliance with regulatory requirements, particularly those under MAS frameworks
- Coordinate and assist with regulatory filings, audits, and inspections
- Support the development and maintenance of compliance manuals, policies, and procedures
- Support transactional legal work including due diligence, document review (NDAs, engagement letters, agreements), and execution processes
- Coordinate legal aspects of portfolio activities such as secondary transactions, bolt-on investments, and refinancing
- Assist in the preparation and review of marketing materials and cross-border fund offering documents
- Conduct and support KYC and AML processes for vendors and deal counterparties.
- Maintain legal documentation, trackers, and ensure compliance with corporate governance protocols
- Participate in legal and regulatory risk assessments and conduct horizon scanning for emerging regulatory issues
- Draft internal compliance documentation, contribute to policy updates, and provide training support
- Coordinate with external counsel and internal stakeholders to manage post-closing obligations and ensure timely execution of deliverables
- Participate in regional and global Legal & Regulatory projects as needed

About you
- Qualified lawyer with 2-4 years of post-qualification experience, preferably within a CMS-licensed fund manager or financial institution
- Experience with Singapore financial regulation and MAS frameworks
- Understanding of corporate law, transaction support, and compliance in asset management or related sectors beneficial
- Strong drafting, analytical, and communication skills
- Proficient with Microsoft Office tools and document management systems Brookfield is committed to maintaining a Positive Work Environment that is safe and respectful; our shared success depends on it. Accordingly, we do not tolerate workplace discrimination, violence or harassment.