Compliance Associate

Our client is a multi-product investment service firm for investors worldwide, with offices across APAC. **Role Overview** - Oversee the implementation and ongoing execution of the Compliance Program across the Optimas Group, covering Regulatory, Investment, and AML/CFT (Anti-Money Laundering/Countering the Financing of Terrorism) frameworks. - Ensure the...

**About ICONIQ Capital** ICONIQ Capital is a global investment firm elevated by an extraordinary community. With over $80B assets under management, we seek to build resilient investment portfolios, partner with inspired entrepreneurs transforming industries, manage our clients’ lives and legacies, and create uncommon opportunities across sectors and...

Job Title: Compliance Associate Job Responsibilities - Assist in review and approve new onboarding and subsequent CDD review cases. - Participate in CDD remediation project by performing CDD review on in-scope existing clients. - Participate in various assigned projects such as CDD remediation project and IT project. - Keep abreast of AML regulation...

Overview Associate, Regulatory Compliance (Ongoing Compliance Services) – Singapore Responsibilities Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client's business circumstances Advise clients on ongoing regulatory compliance requirements and be responsible...

**Company Description Safe Harbor Capital Management is a MAS-regulated Fund Management Company located in Singapore. We use a global, multi-strategy investment approach to analyze global markets for investment opportunities and deliver consistent returns to our investors. Our goal is to help our investors achieve their financial goals through a robust risk...

As a Compliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief Compliance Officer (CCO) of 360T APAC. Your Responsibilities Compliance Management of 360T Singapore; including RMO trading venue Knowledge of Singapore and other regulatory frameworks Knowledge of MAS systems Preparing and...

**Job Summary**: We are seeking a detail-oriented and motivated Compliance Associate to support our compliance team in ensuring the organization operates in accordance with legal and regulatory requirements. This entry-level role is ideal for recent graduates or individuals early in their compliance. **Key Responsibilities**: **CUSTOMER DUE DILIGENCE** -...

As aCompliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief Compliance Officer (CCO) of 360T APAC. Your Responsibilities Compliance Management of 360T Singapore; including RMO trading venue Knowledge of Singapore and other regulatory frameworks Knowledge of MAS systems ...

Overview Purpose of this role: Strengthen the firm's compliance function by ensuring adherence to regulatory requirements set by the Monetary Authority of Singapore. This role supports the implementation and maintenance of robust compliance frameworks, conducts routine monitoring and reviews, and assists in regulatory reporting and audits. Responsibilities...

We are looking for an outstanding compliance professional to join our fast-growing team as an **Institutional Compliance Associate **in Singapore. In this role, you will work closely across the compliance team and other functions in the company to provide support on compliance and regulatory matters focusing on financial crimes and regulatory compliance...