Current jobs related to Market Conduct Investigator - Singapore - Manulife

  • Financial Conduct Investigator

    2 weeks ago

    Singapore beBee Careers Full time

    Financial Conduct InvestigationsWe are seeking an experienced professional to conduct thorough investigations into market misconduct complaints and ensure adherence to regulatory requirements. The successful candidate will have a strong background in financial services and the ability to analyze complex data.Responsibilities will include reviewing market...

  • Conduct Investigator

    2 weeks ago

    Singapore beBee Careers Full time

    Job OverviewWe are looking for a Conduct Investigator - Finance to join our team. This role involves conducting investigations into complaints or allegations of misconduct and assessing the fitness and propriety of individuals working in the finance sector.Responsibilities:• Investigate complaints or allegations of misconduct fairly, independently, and...

  • Avp, Market Conduct Investigations

    2 days ago

    Singapore HSBC Full time

    **Some careers grow faster than others.** If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

  • Vp, Market Conduct Investigations

    5 days ago

    Singapore HSBC Full time

    **Some careers grow faster than others.** If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

  • Market Conduct Specialist

    2 weeks ago

    Singapore beBee Careers Full time

    Market Conduct SpecialistWe are seeking a highly skilled Market Conduct Specialist to join our team. As a key member of the compliance department, you will be responsible for conducting thorough investigations into market misconduct complaints and ensuring that all necessary follow-up actions are taken.You will work closely with the regulator and relevant...

  • Market Conduct Expert

    2 weeks ago

    Singapore beBee Careers Full time

    Apply your expertise to safeguard the life insurance industry and ensure high-quality sales. Conduct investigations related to market misconduct complaints and follow-up actions. Perform market conduct compliance reviews, monitor, and implement follow-up actions. Liaise with the Regulator and relevant Government Agencies. Maintain and revise policies and...

  • Market Conduct Compliance Officer

    2 weeks ago

    Singapore beBee Careers Full time

    Market Conduct Compliance ExpertWe are seeking a highly skilled Market Conduct Compliance Expert to join our team. In this role, you will be responsible for conducting thorough investigations into market misconduct complaints and following up on actions. Your analytical and reasoning skills will be put to the test as you identify areas of non-compliance and...

  • Investigations & Employee Conduct Framework and

    1 week ago

    Singapore UBS Full time

    Singapore - Compliance - Group Functions **Job Reference #** - 267575BR **City** - Singapore **Job Type** - Full Time **Your role** - Your role: - Are you an expert when it comes to summarizing key messages to management? Do you quickly spot risks, see trends and identify anomalies? Do you naturally look for ways to simplify and enhance processes? -...

  • Market Conduct Regulatory Expert

    2 weeks ago

    Singapore beBee Careers Full time

    Job RequirementsTo be successful in this role, you will need to have a strong understanding of regulatory requirements and industry standards. As a Market Conduct Regulatory Expert, you will be responsible for investigating complaints or allegations of misconduct and recommending actions regarding candidates with adverse findings.Key Responsibilities:•...

  • Apac Regional Investigations Lead, Business Conduct

    7 days ago

    Singapore Amazon Asia-Pacific Resources Full time

    10+ years of experience, including at least 3 years investigations or compliance experience with corporations, law firms, or government agencies - Juris Doctor (or equivalent) and bar membership in good standing in at least one jurisdiction - Anti-corruption and bribery experience including counseling and defense Job summary Business Conduct & Ethics is...

Market Conduct Investigator

2 weeks ago

Singapore Manulife Full time

**_Are you looking for a supportive, collaborative workplace with great teams and inspiring leaders? You’ve come to the right place. We’re looking for ambitious people who share our values and want to make every day better for people around the world. If this sounds like you, and the career below sounds exciting, we’d like to hear from you. _**

**Working Arrangement**

Hybrid

**Responsibilities**
- Conduct investigations in relation to market misconduct matters that are escalated internally, or referred to Manulife directly or from external sources (e.g. MAS and FIDReC).
- Monitor suspicious sales trends in CPFIS churning cases and tabulate statistics for reporting.
- Coordinate and prepare the materials for the Disciplinary Committee’s pre-read and the presentation deck for the Disciplinary Committee meetings on a monthly basis.
- Coordinate and prepare the materials for appeals against the disciplinary actions meted out by the Disciplinary Committee.
- Respond to reference check requests for ex-Financial Planners and screenings conducted by other business units.
- Conduct ad-hoc review escalations of potential market misconduct indicators.
- Conduct training on Market Conduct standards to Manulife tied-agency force.
- Participate in corporate or department initiatives or projects, where required, and lead in processes enhancement within the sales compliance team.

**What motivates you?**
- You obsess about customers, listen, engage and act for their benefit.
- You think big, with curiosity to discover ways to use your agile approach and enable business outcomes.
- You thrive in teams and enjoy getting things done together.
- You take ownership and build solutions, focusing on what matters.
- You do what is right, work with integrity and speak up.
- You share your humanity, helping us build a diverse and inclusive work environment for everyone.

**What we are looking for**
- Diploma or Degree
- 2 to 4 years of experience in investigation work, preferably in Insurance market conduct area
- 1 to 3 years in the insurance industry
- Possess professional qualifications such as FLMI, Diploma in Life Insurance, CMFAS Exams (M5, M9, M9A, CHI, M8, M8A), Diploma in Financial Planning
- Possess an ethical and tenacious mindset
- Efficient communication, analytical and report writing skills
- Ability to problem solve
- Collaborative attitude/team player

**What can we offer you?**
- A competitive salary and benefits packages.
- A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.
- A focus on growing your career path with us.
- Flexible work policies and strong work-life balance.
- Professional development and leadership opportunities.

**Our commitment to you**
- Values-first culture
We lead with our Values every day and bring them to life together.
- Boundless opportunity
We create opportunities to learn and grow at every stage of your career.
- Continuous innovation
We invite you to help redefine the future of financial services.
- Delivering the promise of Diversity, Equity and Inclusion
We foster an inclusive workplace where everyone thrives.
- Championing Corporate Citizenship
We build a business that benefits all stakeholders and has a positive social and environmental impact.

**About John Hancock and Manulife**

**Manulife is an Equal Opportunity Employer