Assistant Vice President, Market Conduct

1 week ago

Singapore HSBC Full time

-Job description

**Some careers open more doors than others.**

If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

HSBC Life in Singapore is the combination of AXA Singapore and HSBC Insurance. Here you can specialise in Insurance but enjoy the advantages that come with being part of a leading global international bank.

Insurance is about people, and the promises they make. At HSBC Life in Singapore we help deliver on these promises by providing a wide variety of life insurance products and services to our clients throughout the Asia-Pacific region. Our employees enjoy a dynamic and innovative workplace and a world of opportunities to develop their careers in a high-profile growing business segment. We empower our combined team of high-performing individuals to build skills and explore new experiences to realise the full potential of being part of HSBC.

Together we will pursue efficient ways of working. We will harness the latest data and technology solutions to achieve meaningful outcomes for our clients. And the protection we offer will create broad and lasting impact, helping clients to be healthier, more productive and more confident in their futures.

We are currently seeking a high calibre professional to join our team as an** Assistant Vice President, Market Conduct Investigations.**

**Principal Responsibilities**
- Conduct investigations in relation to market misconduct complaints and follow-up actions
- Perform market conduct compliance reviews, monitor and implement follow-up actions
- Liaise with the Regulator and relevant Government Agencies
- Maintain and revise policies and procedures for the general operation of distribution compliance activities
- Cover duties of team leader and members in his/her absence
- Any other ad-hoc duties and projects assigned
Requirements
- Diploma in Compliance or equivalent or Degree in Business, Finance or equivalent
- Has relevant experiences in compliance, or investigation background from law enforcement agencies
- Strong Analytical Skills
- Meticulous
- Strong Communication and Writing Skills

To be considered for this role, the relevant rights to work in Singapore is required.

**You’ll achieve more when you join HSBC.**

Issued by The Hongkong and Shanghai Banking Corporation Limited.

  • Assistant Vice President

    1 week ago

    Central Singapore Emprego SG Full time

    **Location** - Singapore, Central Singapore**Job Type** - Permanent**Salary** - $9,000 - $12,000 Per Month**Date Posted** - 6 hours agoAdditional Details **Job ID** - 103021**Job Views** - 1Roles & Responsibilities **JOB DESCRIPTION** - Identifying and evaluating potential investment opportunities, including preparing board papers and financial models. -...

  • Associate/Vice President

    3 weeks ago

    Singapore MUFG Full time

    Associate/Vice President - Risk and Compliance, Global Markets Division Join or sign in to find your next job Join to apply for the Associate/Vice President - Risk and Compliance, Global Markets Division role at MUFG Associate/Vice President - Risk and Compliance, Global Markets Division Join to apply for the Associate/Vice President - Risk and...

  • Vice President

    3 weeks ago

    Singapore Michael Page Full time

    Join to apply for the Vice President - Payments (Global) role at Michael Page Join to apply for the Vice President - Payments (Global) role at Michael Page High growth, late stage pre-IPO business High visibility, senior leadership role High growth, late stage pre-IPO business High visibility, senior leadership role About Our ClientOur client is a...

  • Associate/Vice President

    4 weeks ago

    Singapore MUFG Full time

    Associate/Vice President - Risk and Compliance, Global Markets DivisionJoin or sign in to find your next jobJoin to apply for the Associate/Vice President - Risk and Compliance, Global Markets Division role at MUFGAssociate/Vice President - Risk and Compliance, Global Markets DivisionJoin to apply for the Associate/Vice President - Risk and Compliance,...

  • Vice President, Business Development

    4 weeks ago

    Singapore Marsh Full time

    Join to apply for the Vice President, Business Development role at Marsh Join to apply for the Vice President, Business Development role at Marsh We are seeking a talented individual to join our Business Development team at Marsh. This role will be based in Singapore. This is a hybrid role that has a requirement of working at least three days a week in...

  • Vice President

    3 weeks ago

    Singapore SMBC Group Full time

    Vice President / Director, Underwriting Risk Management Join to apply for the Vice President / Director, Underwriting Risk Management role at SMBC Group . Assist senior management with reviewing and challenging underwriting transaction requests, collaborating with the Credit Department for decision-making, and applying strong credit knowledge and...

  • Assistant Vice President, Food

    1 week ago

    Singapore Shangri-La Hotels Full time

    Shangri-La International Hotel Management Pte Ltd At Shangri-La Group, we believe in building fulfilling and rewarding careers. We seek to attract and develop talented individuals across all disciplines and experience levels. We offer opportunities and the platform to allow them to achieve their career aspirations. We are looking for an Assistant Vice...

  • Avp, Market Conduct Advisory

    2 days ago

    Singapore Ambition Full time

    **Title** Market Conduct Advisory, AVP - Retail Banking **Description** Our client, a leading international bank, is looking for a seasoned market conduct advisory assistant vice president to support the end-to-end regulatory compliance activities within it's consumer financial services department. Further to that, you will also have the opportunities to...

  • Assistant Vice President/vice President, Strategic

    2 weeks ago

    Singapore Temasek Full time

    Company : Temasek International Pte. Ltd. Dept : Strategic Development (SD) Position : Assistant Vice President/Vice President **Overview** The Strategic Development (SD) team invests in global disruptive deep-tech ventures and business platforms. The SD team leverages its deep understanding of science and technology, global reach, technology investment...

  • Assistant Vice President

    3 weeks ago

    Singapore SMBC Group Full time

    Overview Assistant Vice President - Trade Finance Group (Structured Trade Operations) at SMBC Group. Role: Assistant Vice President - Trade Finance Group (Structured Trade Operations). Responsibilities Process daily trade transactions in a timely and accurate manner within service level agreement Perform pre-processing review of customers' submissions and...