Global Markets Compliance Officer

4 days ago

Singapore Tangspac Full time

**Responsibilities**:

- Handle regulatory initiatives impacting Global Markets (e.g. Cross-Border, Client Classification, etc.) by working with Business and several Compliance teams such as Singapore Regulatory Compliance Office.
- Responsible for coordination of MAS/ SGX questionnaires, External Audit Requests for Global Markets, which entails coordinating with various stakeholders.
- Involved in rolling out training initiatives aimed at maintaining consistently high levels of front office proficiency in relevant rules and regulations, codes of conduct, and particularly the laws and regulations affecting the Global Markets business.
- Required to help with other Singapore and SEA country related initiatives and will back-up other members of the team, as necessary.

**Requirements**:

- Degree level education
- Good knowledge of the Singapore laws and regulations (e.g. SFA, FAA, MAS notices, etc.). Relevant experience in dealing with GM Compliance related issues.

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