Senior Compliance Officer

Monitor Bank compliance in accordance to regulatory requirements - Regulate and execute AML&CFT policy - Perform due diligence check for clients - Conduct investigation on suspicious transactions/alerts - Prepare and review AML/CFT reports - Assist in in-house AML/CFT training - Communicate with internal and external counterparties including senior...

Kaishi are working with a venture backed fintech startup, who are now looking for a Senior Compliance Officer, reporting to the Head of L&C. **Responsibilities / Requirements include**: - 8+ years of experience within financial regulations / compliance - Full familiarity with the Payments Services Act - Experience of working in an MAS licensed payments...

**Senior Risk & Compliance Officer** **Role Summary** The Compliance Manager is responsible for ensuring that the company is conducting its business in full compliance with all national and international laws, including regulations that will involve the creation, review and implementation of policies and procedures and best practices within the...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Roles & ResponsibilitiesHas full responsibility to direct and manage the compliance requirements of the Company and provide advice to the Board of Directors and the senior management on compliance and data protection matters. The role reports to the Deputy Managing Director.Key areas of responsibilities:Assuming the role as the Compliance Officer ...

**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

As a Senior Compliance Officer within Nanhua asset management SG team, you will ensure that all business activities align with local and international regulatory requirements, supporting the company’s compliance management framework. You will work closely with internal business develop team and operation team to ensure compliance with asset management...

**The Team**: The Team is responsible for putting in place and executing proper level-two governance and reporting mechanisms for financial crime and compliance, including for existing business and implementation of new businesses, addressing any AML, compliance and regulatory risks faced by the company. The team is also primary responsible for liaising with...

Regulatory Management Timely manage regulatory changes, updates and obligations such as gap analysis, update policies and procedures to ensure timely implementation and compliance, and perform an annual review of relevant policies & procedures. AML/CFT Fulfil AML/CFT Enterprise Wide Risk Assessment Support relevant offices with the annual review of ML/TF...

Founded in 2012, ByteDance's mission is to inspire creativity and enrich life. With a suite of more than a dozen products, including TikTok, Helo, and Resso, as well as platforms specific to the China market, including Toutiao, Douyin, and Xigua, ByteDance has made it easier and more fun for people to connect with, consume, and create content. Why Join...

**Your team**: - The Pictet group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Singapore for more than 25 years where it employs over 200...

**Compliance Officer** Experience with Monetary Authority of Singapore (MAS) compliance is a must. SFC, SEC, NFA, FCA experience is a plus. **Responsibilities**: - Advise management and employees on compliance matters and keep informed about regulatory developments - Keep compliance policies and procedures up to date - Identify enhancements to the...

What we will offer: We will offer you a place where you can be yourself and where there are no limits on what you can achieve. With us, you can take ownership of your career and have honest conversations throughout. You would join an ambitious firm with a clear strategy for profitable growth where you can get early responsibility and early involvement in...

Seeking for a Regional Commodities Compliance Officer/Senior Officer (Generalist) with minimum 3 years of regional compliance experience especially in the Commodities Trading industry (Agriculture/ Metals/ Mining/Energy/Renewables Trading)* THE COMPANY This company is one of the highly coveted names in the Commodities Market. The company is currently...

T- Posted by - Tiffany Chen- RecruiterOur client, a globally recognized bank (QFB), is seeking a skilled Regulatory and Compliance Senior Officer (QFB) to join their team. **Main Tasks and Duties**: - Conduct the implementation of the branch compliance plan. - Respond to regulatory authorities’ routine queries and coordinate completion of surveys and...

**Job Description The Compliance Officer is responsible for ensuring that the company complies with all applicable regulations, laws, and industry best practices related to life insurance sector. This role involves implementing, monitoring, and enforcing the company’s compliance policies and procedures, and ensuring that all employees understand and adhere...

**Roles & Responsibilities** - Lead the development of compliance controls framework and implementation of compliance-related processes and procedures; - Drafting and performing updates to compliance-related manuals and policies, such as Enterprise Wide Risk Assessments, AML/CFT etc. - Keep abreast with regulatory changes and provide compliance advisory to...

**Funding Societies | Modalku** is the largest SME digital financing platform in Southeast Asia. We are licensed in Singapore, Indonesia, Thailand, and registered in Malaysia. We are backed by Sequoia India and Softbank Ventures Asia Corp amongst many others and provides business financing to small and medium-sized enterprises (SMEs), which is crowdfunded by...

This is a key hire for Asia and is based in Singapore for our client, one of the leading FX trading firms globally. With the support of best in class technology, you will be part of a diverse organisation which attracts outstanding talent from across all industry backgrounds. With an enviable work culture, focused on teamwork and strong collaboration across...

_**Seeking for a Regional Commodities Compliance Officer/Senior Officer (Generalist) with minimum 3 years of regional compliance experience especially in the Commodities Trading industry (Agriculture/ Metals/ Mining/Energy/Renewables Trading)**_ **THE COMPANY** This company is one of the highly coveted names in the Commodities Market. The company is...