Global Markets Compliance Officer

Company MEX Global Markets Pte Ltd Designation Marketing and Compliance Intern Date Listed 19 Feb 2025 Job Type Entry Level / Junior Executive - Intern/TS Job Period From Mar 2025, For At Least 4 Months Profession Marketing / Public Relations Industry Finance Location Name Raffles Place, Singapore Address Raffles Pl,...

**The Firm**: XTX Markets is a leading algorithmic trading company partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income and Commodity markets. We provide consistent liquidity, helping market participants throughout the world obtain the best prices in the various assets classes we cover,...

**Responsibilities**: - Handle regulatory initiatives impacting Global Markets (e.g. Cross-Border, Client Classification, etc.) by working with Business and several Compliance teams such as Singapore Regulatory Compliance Office. - Responsible for coordination of MAS/ SGX questionnaires, External Audit Requests for Global Markets, which entails coordinating...

Singapore - Compliance - Group Functions **Job Reference #** - 278526BR **City** - Singapore **Job Type** - Full Time **Your role** - Do you have experience in providing compliance or risk advisory services to a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you confident when it comes to...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 18,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...

Job description **Business type**: Types of Jobs - Compliance / Financial Security **Job title**: Global Markets Compliance Officer **Contract type**: Permanent Contract **Management position**: No **Job summary**: **Summary** - Provide compliance support to Global Markets Department in the Singapore Branch and to assist the various product lines in...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 18,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...

Posted by - Lyn Thum- APAC Associate Director**Key Responsibilities**: - Develop and maintain an effective compliance framework adhering to regulations from multiple jurisdictions, including Singapore, U.S., Hong Kong, and Cayman Islands - Stay abreast of regulatory changes and assess their impact on existing business practices - Foster positive...

**Description du poste**: **Summary** Provide compliance support to Global Markets Department in the Singapore Branch and to assist the various product lines in complying with the applicable laws rules and regulations as well as CACIB policies and procedures. Key Responsibilities - Provide compliance support to the Global Markets Department of the...

**Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...

**Job purpose**: **Key activities**: 2. Review and investigations of voice communications from sales and trading staff. 3. Review and investigations trade surveillance alerts. 4. Reviewing/improving the surveillance scenarios 5. Implementing employee Personal Account Dealing (PAD) controls and monitoring PAD activities. 6. Draft/update policies and...

AML/CFT, Financial Crime Compliance Assistant Manager/Manager About CMC Markets: CMC Markets is a global leader in CFD trading and share investing. Our vision is to provide the ultimate online trading experience so everyone can achieve their financial potential. Since our launch in London in 1989, we’ve expanded globally with offices across Europe and...

Ashford Benjamin are pleased to be partnering a global Quantitative Hedge Fund who have new headcount within their APAC Compliance function. The Compliance Officer will be responsible for the full suite of compliance duties, inclusive of both trade and general compliance. Reporting to the Chief Compliance Officer, your position will include business...

At World Fuel Services, our employees are the key to our global success. We are industry leaders due to the innumerable talents of our approximately 5000 strong professional team. Our people thrive in an entrepreneurial and culturally-diverse environment, where innovative thinking, collaboration and efficient execution are highly valued. Our high-performance...

**Welcome to our team if you are**: - 3 to 8 years of experience in a compliance/ regulatory role in a Bank, payments or licensed entity - Strong communication & negotiation skills in both English and Chinese - Enjoy working in a fast-paced environment - You're interested and eager to learn about the Fintech industry, E-commerce platforms and Cross-border...

Roles & ResponsibilitiesJob purpose:This is a role for the team lead of the markets compliance team. The team is responsible for:monitoring regulatory changes advising the Capital Markets and Treasury business activities licensing and registration of branch and employees reviewing global compliance policies and procedures drafting/updating local...

We are a logistics courier delivery company based in Toh Guan Road, Jurong, and looking for an experienced Trade Compliance Officer. **Responsibilities**: - Play a critical role in protecting the company from regulatory risks and ensuring its continued success in the global marketplace. - Develop and implement comprehensive trade compliance programs,...

Compliance OfficerPHARMAGEND GLOBAL MEDICAL SERVICES PTE. LTD. is seeking a detail-oriented Compliance Officer to join our quality control team. In this role, you will be responsible for ensuring adherence to regulatory requirements and maintaining high-quality standards in our pharmaceutical manufacturing processes.Key Responsibilities:Conduct regular...

We are looking for a seasoned Global Markets Compliance talent to take up this exciting position with our clients - a renowned global banking player. This key position sits with Global Markets Compliance, supports the Head on Singapore regulatory matters, and takes the lead on certain businesses in Singapore and South East Asia. Specifically for Singapore,...

Our client, a leading financial services firm is seeking to hire an Markets Compliance Officer for a two-year contract. The incumbent will be supporting the Markets Compliance team.The role involves advising on regulated activities within the Treasury and Capital Markets sales and trading teams, focusing on Fixed Income, Currencies, and Commodities (FICC)...