Vp / Director - Markets Compliance

Ashford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will formulate compliance policies, highlight any regulatory risks, and provide...

**Job details**: - Location: - Singapore- Job Type: - Permanent- Discipline: - Banking & Financial Services- Reference: - BF/XK/MCVD/080623C- Posted: - about 2 hours ago- Consultant: - Xuan Kwok- Consultant Phone: - +65 6950 0354**Share this job**: **Job description**: Charterhouse Partnership is currently sourcing for a Markets Compliance VP/ Director....

VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...

VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...

Join a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in Singapore **Responsibilities** - Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital...

VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...

**Overview** Telcoin is a start-up fin-tech provider, utilizing block-chain technology to deliver cutting edge financial products and services. Telcoin is expanding rapidly, we now have operations in 9 countries and ambition to launch in many more. As part of our expansion, we are now looking to hire a Lead Compliance Officer in Singapore. We are are...

This is an exciting opportunity for motivated individuals seeking to advance their careers with a renowned bank in the financial services sector. As a VP Compliance Officer, working in partnership with stakeholders and providing sound Compliance advice is a pivotal aspect of the role. This entails advising on insider trading and market abuse regulations,...

A leading asset managemnt firm is looking to hire VP Compliance to focus on Singapore and report to the APAC Head of Compliance. You will be responsible for the following. - Monitor and assist with updates in regulatory changes - Provide real time regulatory compliance support - Conduct periodic compliance/AML reviews - Engage and manage external compliance...

VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...

VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...

Key Responsibilities: - Directly involved in advisory support to the team in daily AML tasks such as onboarding assessment, account reviews, client update / change in circumstances, name screening and transaction monitoring, review and approval of matters escalated to Compliance such as payments. - Ongoing management of the Second Line of Defence AML...

Our Client is an established and hugely exciting Fintech/Digital Bank in Singapore to search for a Compliance VP to join their growing team and business. They are fully regulated by the MAS and are on a mission to challenge the status quo in Financial Services. EA License Number: 16S8131 Recruiter License Number: R23115769 **Key responsibilities**: - Act...

Company MEX Global Markets Pte Ltd Designation Marketing and Compliance Intern Date Listed 19 Feb 2025 Job Type Entry Level / Junior Executive - Intern/TS Job Period From Mar 2025, For At Least 4 Months Profession Marketing / Public Relations Industry Finance Location Name Raffles Place, Singapore Address Raffles Pl,...

For the past 25 years Klick Health has helped life science clients bring their groundbreaking ideas to market. We’ve also spent that time creating an ecosystem for talented and empathetic individuals to chase their passions while creating long-lasting friendships in the process. What does that mean for you? Well, we grow a lot—like every year for 25...

We are looking for a seasoned Global Markets Compliance talent to take up this exciting position with our clients - a renowned global banking player. This key position sits with Global Markets Compliance, supports the Head on Singapore regulatory matters, and takes the lead on certain businesses in Singapore and South East Asia. Specifically for Singapore,...

Business: Financial Market Entity: ING Bank N.V., Singapore Branch Position: VP/Director, Financial Markets Institutional Sales Reporting to: Head of FI Origination, Singapore **DUTIES AND RESPONSIBILITIES**: **Overview** Financial Markets delivers a broad range of products to ING's corporate and institutional client base. ING’s Financial Markets...

AML/CFT, Financial Crime Compliance Assistant Manager/Manager About CMC Markets: CMC Markets is a global leader in CFD trading and share investing. Our vision is to provide the ultimate online trading experience so everyone can achieve their financial potential. Since our launch in London in 1989, we’ve expanded globally with offices across Europe and...

**Company Description** Informa Markets is one of Informa's B2B Markets and Digital Services divisions. We are a highly international business, with a significant presence in the US, Brazil, the Middle East, India and China. We work in over a dozen growing, specialist and international markets, with hundreds of leading brands across Health & Nutrition,...

Exciting role - Director/VP FX Advisory & Execution role! We are actively recruiting a top-tier FX Advisor & Execution to join our esteemed client, a leading European Private Bank! As Director/Vice President, your role will be instrumental in delivering FX services to clients and actively executing securities on the trading desk. You will be at the...