Junior Compliance Officer

17 hours ago

Singapore VP Bank Ltd Singapore Branch Full time

VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals as well as access to private market investments via a curated ecosystem. In addition, the Group has an international fund competence centre. VP Bank is listed on the SIX Swiss Exchange and has received an “A” rating from Standard & Poor’s.

Your Responsibilities
- The primary task will be to conduct periodic reviews of client profiles. This includes a review of client’s source of wealth, transactional activity, due diligence name screening and AML risk factors.
- Perform sanctions, politically exposed person (PEP) assessments and adverse media checks, and act as a point of contact for any escalation raised by the front office. Follow up with account and transaction review and clarification of transactions, where needed.
- Ensure assessment and timely completion of periodic reviews in accordance with the relevant regulatory requirements, industry standards and bank’s procedures.
- Understand the Bank Global KYC/ AML Standards, local directive, and internal control processes.
- Provide proper and timely escalation to Manager and highlight concerns with proposed rectification action required.

Your Profile
- Minimum 1-3 years of relevant working experience (preferably with KYC Review/ AML Transaction Monitoring experience in financial institution; handling review of client profiles and transactions, source of wealth corroboration etc.)
- Sound knowledge and understanding of the regulatory landscape in Hong Kong and Singapore.
- Background in private banking risk management, controls or internal audit is preferred.
- Knowledge of the Wealth management business, products, and front-to-back process would be an advantage.
- Good analytical skills and sound process review/risk assessment skills with an understanding of risks and impacts in a banking environment
- A winning personality and a good team player with a can-do attitude
- Establish and maintain positive working relationships with both internal and external stakeholders

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