Junior Compliance Officer

Roles & Responsibilities

Southern Ridges Capital

Southern Ridges Capital is an investment firm managing fixed income, currency assets, and derivatives by employing discretionary macro and relative value investment strategies.

We believe in cultivating a strong, collaborative culture where people are empowered to learn, grow, and do their best work.

What You'll Do

Your key responsibilities will include:

• Serve as the designated compliance officer for the firm and the funds covering Singapore, US and Cayman regulations
• Ensure adherence to both group compliance procedures and compliance regulations (whichever sets a higher standard) for employees interfacing with clients in Singapore
• Own, oversee and enforce the Compliance Manual and the Code of Ethics across the NY and Singapore offices
• Ensure timely compliance with regulations and reporting requirements
• Co-ordinate with various functions of the firm like Operations, Product Control, HR to perform vendor due diligence – both for initial and on-going reviews
• Serve as the primary contact person with local regulators
• Compile and distribute the monthly compliance report to the Board of Directors
• Conduct periodic reviews of existing client portfolios and report their status to the Board of Directors
• Assist in preparing and reviewing annual mandatory returns/reports for submission to local authorities
• Conduct gap analyses between regulatory requirements and current processes as needed
• Take the lead on ad-hoc compliance projects as necessary
• Develop, review, update, implement, and conduct training programs on on-boarding of Portfolio Managers and anti-money laundering and specific compliance measures
• Provide daily support and guidance on compliance matters, particularly regarding KYC documents, to the administration team
• Review client onboarding documents to ensure compliance with ACRA regulations and internal policies
• Follow up on any outstanding or missing KYC/compliance documents and information
• Conduct periodic compliance reviews, monitoring for changes, and updating client files accordingly
• Perform due diligence searches and client screening, resolving any matches found
• Ensure proper filing and storage of all compliance documentation, whether physical or digital

What You'll Gain

• Strategic Impact: You will play a pivotal role in shaping and strengthening the firm's compliance framework
• Leadership & Autonomy: You will own critical processes, lead regulatory engagements, and influence firm-wide compliance culture, while enjoying the autonomy to drive improvements.
• Cross-Functional Collaboration: Gain insight into all aspects of the business by working closely with the Business Management team.
• Growth & Learning: Be part of a performance-driven environment that values continuous learning, supports professional development, and encourages taking initiative.

What We're Looking For

• Prior experience in a Compliance function in a hedge fund or similar financial institution
• Strong understanding of compliance framework for hedge funds in Singapore, Cayman and US
• Collaborate effectively with other team members to uphold a high standard of compliance across all business functions
• Possess strong communication, interpersonal, and influencing skills to motivate others
• Demonstrate self-motivation and the ability to multitask in a fast-paced environment
• Be a fast learner capable of independent action when necessary
• Work well within a team environment
• Familiarity with Sharepoint and database document management systems is advantageous
• Exhibit awareness of commercial sensitivity and the need for confidentiality
• Previous experience communicating with regulators is preferred

Why Join Us

At Southern Ridges Capital, you'll be part of a collaborative and high-performing team that values integrity, accountability, and long-term thinking. We offer a dynamic work environment where you'll have the autonomy to lead, the opportunity to grow, and the support of a firm that prioritizes both professional excellence and personal development.

Tell employers what skills you have

Document Management
Ability to Multitask
Leadership
Investment Strategies
Due Diligence
Autonomy
Currency
SharePoint
Adaptability
compliance policy
Compliance Audits
Hedge Funds
Regulatory Requirements
KYC
Screening
Legal Compliance
Personal Development

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