Vp/director, Compliance

5 days ago


Singapore Ashford Benjamin Ltd. Full time

Ashford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will formulate compliance policies, highlight any regulatory risks, and provide compliance advisory to the business - including conflicts management and approvals. To be qualified for this opportunity, you must have at circa 10+ years of relevant IBD & Research Compliance experience, have strong knowledge of MAS regulations and be able to work in a fast-paced environment.



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