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Banks - Financial Markets Compliance Advisory

2 weeks ago

Singapore Black Swan Group Full time

Posted by:
Richard Aldridge

Recruiter

View profile & contact

Working on multiple vacancies ranging from AVP to VP seniority level with international banks, focusing on financial markets compliance. If you have experience providing compliance advisory in any of the FICC products and is open to great progression opportunity with APAC regional coverage, then get in touch

**The organisation offers you the chance to**:

- Provide compliance advice to the markets business across the APAC region.
- Develop and maintain effective compliance program and conduct risk assessments.
- Keep abreast of regulatory changes affecting the business and ensure that internal compliance policies are updated/robust.
- Act as the main point of contact with the regulators on compliance matters

**You offer**:

- Compliance experience within the financial markets space.
- Good product knowledge across FICC and their relevant regulations.
- Experience liaising with external parties (e.g., regulators/external auditors) on compliance issues.
- Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis.

EA Registration Number R1545180. Licence Number - 16S8139

**_Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and New York supporting clients across the entire spectrum of financial services businesses._