Banks - Financial Markets Compliance Advisory

**Responsibilities** - Perform compliance reviews and assessments on targeted compliance issues, investigations or potential problems - Keep abreast of developments and changes in regulations governing the capital market and financial advisory industry. Plan, develop, monitor, revise and implement the Company’s compliance initiatives in response to such...

A self-directed and independent team player to support the Head of Risk Management & Compliance (“RMC”) within the RMC department focusing on Regulatory Compliance aspects such as governance, risk management and market conduct requirements, in order to maintain a robust risk and compliance framework within Infinitum Financial Advisory. Infinitum...

**About Our Client** Our client is a Singapore based FinEduTech company established in 2008 and listed on ASX since 2015; with offices across Asia Pacific that supports a community of value investors from 29 cities globally through our flagship programs and leverages on the power of technology that empowers every person-on-the-street to achieve sustainable...

**Responsibilities**: - Assist in identifying regulatory risks and performing compliance monitoring/surveillance across the Company’s business activities; - Assist in monitoring regulatory developments and potential impact of regulatory changes to the Company; - Advise business units on meeting regulatory requirements through implementation of appropriate...

Roles & Responsibilities- Perm Hire Directly With Local Bank in Singapore- Open to Diploma / Degree Graduates without relevant work experience/certifications in wealth management- About the Department: The Retail function provides Personal and Business Banking customers with financial solutions tailored to their needs. We help them manage their money wisely...

OverviewWe are seeking a seasoned Treasures Relationship Manager, with extensive experience in wealth advisory, to drive business growth and deepen wallet share among high net-worth clients in the ASEAN/Thailand market.Key ResponsibilitiesDevelop and execute tailored financial strategies to meet the unique needs of affluent clients, driving consistent sales...

About ING & Wholesale Banking (WB) ING is a leading European bank. Our more than 60,000 employees serve more than 38 million customers, corporate clients and financial institutions in over 40 countries. Our purpose is to empower people to stay a step ahead in life and in business. ING WB in Asia Pacific (APAC) is present and active in 11 major economies...

About ING & Wholesale Banking (WB) ING is a leading European bank. Our more than 60,000 employees serve more than 38 million customers, corporate clients and financial institutions in over 40 countries. Our purpose is to empower people to stay a step ahead in life and in business. ING WB in Asia Pacific (APAC) is present and active in 11 major economies...

Why ING? The world of banking is changing faster than ever. That’s why we at ING are always broadening our horizons. Our people have a forward-thinking mentality, a strong can-do spirit and enjoy working in an agile environment. ING in Asia Pacific In Asia Pacific, ING offers wholesale banking across 11 markets, namely Australia, China, Hong Kong SAR,...

WilsonHCG Singapore SingaporePosted 3 hours ago Hybrid Permanent competitive benefits - A leading bank is looking to hire VP Compliance to focuss on regulatory advisory across businesses. A leading bank is looking to hire VP Compliance to focuss on regulatory advisory across businesses. You will be responsible for the following - Provide compliance advisory...