Regulatory and Financial Crime Compliance Executive
5 days ago
Responsibilities Conduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT)Stay informed about developments and changes in regulations governing the capital market, financial advisory industry, and AML/CFT. Plan, develop, monitor, revise, and implement compliance initiatives in response to these changes Prepare and submit various reports to regulators and authorities as required Facilitate compliance-related training for staff and directors, including AML/CFT training, to promote a strong compliance culture within the company. Implement and maintain robust frameworks for compliance reviews, including AML/CFT compliance reviews, to assess adherence to applicable rules and regulations. Provide timely and accurate compliance advisory, including AML/CFT compliance guidance, to relevant stakeholders to ensure regulatory compliance. Handle other compliance duties and ad-hoc projects as assigned. Requirements Good degree in Accountancy, Business, Banking & Finance, or Law Minimum 1-2 years of compliance experience in the capital market and financial advisory industry. Candidates without working experience are also encouraged to apply Good understanding of regulations affecting business operations, which include but are not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA), Personal Data Protection Act (PDPA) and AML/CFT regulations Good command of English and communication skills Independent, driven, resourceful and meticulous High sense of responsibility and integrity Strong interpersonal and analytical skills Able to cope with pressure and tight deadlines #J-18808-Ljbffr
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Singapore ZM Financial Systems Full timeCollaboration = Innovation One leads to the other. At Moody’s, we believe good teamwork gives us an edge. We foster a culture that thrives on diverse perspectives to overcome ever-changing market challenges. Join us and let’s move the world forward together. Department Role/Responsibilities - The Financial Crime Compliance Specialist is responsible...
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Singapore CLSA Full timeCompliance Officer, Financial Crime, Compliance Join to apply for the Compliance Officer, Financial Crime, Compliance role at CLSA As a member of the Singapore Compliance team reporting to the Senior Financial Crime Compliance Manager, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance...
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Singapore CLSA Full timeOverview Join to apply for the Financial Crime Compliance Manager, Compliance role at CLSA . The Financial Crime Manager will be principally responsible for managing the financial crime prevention function for CLSA SG entities, covering all business lines in Singapore, including, institutional equities, investment banking/corporate finance, equity...
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Singapore CLSA Global Markets Pte Ltd Full time**Key Areas of Responsibilities**The Financial Crime Manager will be principally responsible for managing the financial crime prevention function for CLSA SG entities, covering all business lines in Singapore, including, institutional equities, investment banking/corporate finance, equity derivatives, FICC, wealth management and asset management. The primary...
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Singapore CLSA Full time $120,000 - $240,000 per yearKey Areas of ResponsibilitiesThe Financial Crime Manager will be principally responsible for managing the financial crime prevention function for CLSA SG entities, covering all business lines in Singapore, including, institutional equities, investment banking/corporate finance, equity derivatives, FICC, wealth management and asset management. The primary...
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Financial Crime Compliance Mlro
4 days ago
Singapore The Edge Asia Full timeOur client is a reputable foreign financial institution with a strong presence regionally. An exciting opportunity has come up for a Senior Financial Crime Manager to sit within the wider APAC compliance team. The role will have a broad coverage of corporate investment banking, private wealth and asset management entities. You will report into the Regional...
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Financial Crimes Counsel
1 week ago
Singapore Liberty Mutual Group Full timeJob Location: Singapore or Hong Kong Job Summary: The role is integral in the identification, managing, reporting and mitigation of Liberty Asia-Pacific’s financial crimes risks with a focus on economic and trade sanctions risks in APAC. The individual will work within the Compliance function and report to the Head of Compliance, APAC with secondary...
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Financial Crimes Counsel
5 days ago
Singapore Liberty Insurance Pte Ltd Full time $120,000 - $180,000 per yearJob Location: Singapore or Hong Kong Job Summary:The role is integral in the identification, managing, reporting and mitigation of Liberty Asia-Pacific's financial crimes risks with a focus on economic and trade sanctions risks in APAC. The individual will work within the Compliance function and report to the Head of Compliance, APAC with secondary...
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Vice President, Financial Crime Advisory
2 days ago
Singapore HSBC Full time-Job description**Some careers grow faster than others.** If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that...
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Financial Crime Compliance Consultant
6 days ago
Singapore Tek Systems Full timePosition Overview To provide consultative services to customers in all matters related to financial crime. To articulate and demonstrate Professional Services service offerings to both internal and external audiences. The role also requires devising strategies to either launch or enhance service offerings. This will include representing Professional Services...
