Legal & Compliance - Singapore Compliance, Senior

2 weeks ago

Singapore Blackstone Group Full time

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at

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.- Monitoring and advising on Singapore legal and regulatory compliance matters for a CMSL holder- Keeping abreast of regulatory changes in Singapore and advising on impact on the business- Making regulatory filings and coordinating with local regulatory officials- Ensuring adherence to Blackstone’s corporate governance and compliance policies- Advising on compliance and regulatory issues as they arise in the context of treasury activities, investment and portfolio management activities in Singapore- Advising on legal and compliance matters that arise in connection with investor suitability, marketing registration, and marketing material compliance review (including analysis and resolution of regulatory questions and/or issues) for various investment strategies and businesses across the region- Managing and coordinating compliance training including training staff to conduct compliance reviews, coordinating with global legal and compliance teams, and developing training for business professionals with respect to marketing and fundraising regulations- Developing and implementing compliance programs, policies, procedures and controls- Conducting testing of compliance programs and procedures- Providing compliance support across the region as required- Liaising with Blackstone’s global offices; some travel required

Qualifications:

- 10+ years of legal and regulatory experience, gained in a legal, compliance, risk, or internal audit role at an investment bank, asset manager or other financial institution.
- Knowledge of the MAS regulatory structure and key MAS regulations
- Excellent written and spoken English language skills required
- Business Mandarin language skills

The duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position. Assignments, duties, and responsibilities may be changed at any time, with or without notice, by Blackstone in its sole discretion.

Depending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following:
- Attending client meetings where you are discussing Blackstone products and/or and client questions;- Marketing Blackstone funds to new or existing clients;- Supervising or training securities licensed employees;- Structuring or creating Blackstone funds/products; and- Advising on marketing plans prepared by a sales team or developing and/or contributing information for marketing materials.

Note: The above list is not the exhaustive list of activities requiring securities licenses and there may be roles that require review on a case-by-case basis. Please speak with your Blackstone Recruiting contact with any questions.

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