Associate (Regulatory Compliance)

6 days ago

Singapore Godwin Austen Advisory Pte. Ltd. Full time

**Responsibilities**:

- Provide consultancy advisory to a portfolio of clients in the financial services industry
- Prepare and submit regulatory filings and notifications
- Develop and review regulatory governance frameworks, registers, policies and procedures for financial institutions
- Perform reviews of business processes and controls to identify gaps and evaluate risks
- Liaise and correspond with regulatory authorities and external auditors
- Assist to monitor regulatory developments
- Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT due diligence reviews
- Assist with other ad-hoc duties as required

**Skills & Requirements**:

- Bachelor's degree in accounting/ finance, business, legal or a related field
- Experience in regulatory compliance with financial institutions, Big 4 audit firms or MAS will be an added advantage
- Knowledge of local MAS regulatory requirements for capital markets entities
- Proficiency in both English and Mandarin (spoken and written)
- Immediate or short notice is preferred

Pay: From $4,000.00 per month

**Experience**:

- compliance: 1 year (preferred)

Work Location: Hybrid remote in Downtown Core

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