Regulatory Operations

1 week ago


Singapore RMA CONTRACTS PTE. LTD. Full time

**Job Overview**:
**Responsibilities**:

- Validate and prepare for accurate daily, weekly or monthly regulatory reports
- Timely investigation and resolution of exceptions generated during the reporting process/cycle;
- Engage in the testing and implementation of rule changes that impact reporting processes;
- Document functional requirements for technology to describe the required changes to reporting processes as a result of rule changes or other change management initiatives;
- Recommend infrastructure and reporting improvements;
- Proactively assist the business, operations, compliance, and IT management in understanding the impact of business initiative;
- Analyze regulatory inquiries;
- Manage maintenance of procedures and other documents relating to the team;
- Maintain a strong focus on streamlining inefficient processes, drive forward solutions to remediate production issues in order to improve control, accuracy and timeliness;

**Basic Qualifications**:

- Exposure in financial products/functions as well as data analysis, information technology, business operating processes, and compliance.

**Preferred Qualifications**:

- Experience in middle office support, books & records controls, financial reporting, risk management, or operations work including regulatory position reporting
- Experience of process improvements and system upgrades/testing cycles
- Strong technical skills, along with general understanding of system development
- Strong analytical and organizational skills
- Strong interpersonal skills including ability to work well in a team environment
- Strong ability to partner with team members to understand complex regulatory reporting requirements
- Preparing scope and user requirements documents
- Preparing test scripts

**Education**:Bachelor's Degree


  • Compliance Officer

    3 days ago


    Singapore SPARROW OPERATIONS PRIVATE LIMITED Full time

    **Amber Group**is a global digital asset leader headquartered in Singapore. Since 2017, we’ve built full-stack solutions that bridge traditional finance and digital assets. We offer a full suite of digital asset services, including wealth management, asset management, market making, advisory, portfolio investment, and infrastructure solutions. Across all...


  • Singapore PRINGLES INTERNATIONAL OPERATIONS SARL SINGAPORE BRANCH Full time

    The Regulatory Affairs Lead is accountable for all regulatory function related technical activities and for ensuring all products are in compliance with related regulations in AMEA. This role needs to: - Develop streamlined compliance strategies to support all business initiatives (e.g. new products, claims, artwork clustering) and ensure compliance &...


  • Singapore LSEG (London Stock Exchange Group) Full time

    Position Summary The Manager for Regulatory Operations reports to the Global Regulatory Operations Manager and has responsibility for the BAU Regulatory processes within that jurisdiction. They are expected to develop, enhance and support the growth of the controls and tasks undertaken for the Regulatory regimes. The Manager is expected to take the lead on...


  • Singapore beBeeRegulatory Full time

    Regulatory Operations Professional We are seeking a highly skilled Regulatory Operations Executive to join our team. The ideal candidate will have experience in global regulatory submissions, dossier publishing, and regulatory documentation management. The key responsibilities of this role include: Compiling and maintaining regulatory documentation...


  • Singapore beBeeRegulatory Full time $80,000 - $120,000

    Job Title: Regulatory Operations SpecialistWe are seeking a skilled Regulatory Operations Specialist to join our team.Job DescriptionThe Regulatory Operations Specialist plays a key role in ensuring the accuracy, completeness, and timeliness of regulatory reporting submissions. This individual contributor's role involves coordinating with cross-functional...


  • Singapore Goldman Sachs Full time

    **OPERATIONS** Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new...


  • Singapore beBeeregulatory Full time $90,000 - $120,000

    Leadership Role for Regulatory Operations ExcellenceJoin a forward-thinking organization as a Vice President, driving excellence in Regulatory Reporting Operations. This pivotal role oversees the development and implementation of reporting strategies to ensure compliance with regulatory requirements.Key Responsibilities:Develop and maintain effective...


  • Singapore beBeeRegulatory Full time $80,000 - $120,000

    Global Regulatory Operations RoleThis exciting opportunity is for a highly skilled professional to oversee global regulatory submission and dossier publishing activities, ensuring timely delivery of high-quality deliverables.The successful candidate will be responsible for maintaining regulatory documentation in client repositories, adhering to established...


  • Singapore LSEG (London Stock Exchange Group) Full time

    Position summary - Department_ The Market Operations team provides the centralised function for the maintenance of key trading services and reference data databases. The team spans the LSE (Equities and Fixed Income), Turquoise (part of the London Stock Exchange Group) and Data and Analytics Trading venues acting as a first point of contact for customers...


  • Singapore beBeeAnalyst Full time $80,000 - $100,000

    Job Description:The Regulatory Reporting Operations Analyst is a key contributor responsible for ensuring the accuracy and completeness of regulatory submissions. This role supports the organization in fulfilling its regulatory obligations by working closely with various stakeholders.This position operates within the Global Operations & Technology...