Compliance and Regulatory Risk Officer

**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

**Your team**: - The Pictet group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Singapore for more than 25 years where it employs near 200...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Description du poste - Handles Compliance related matters for business lines including the Global Markets Department of Singapore Branch. **Mission** - In this respect, he/she is responsible for the following: - Overseeing the operational processing of financial compliance issues, customer protection - Disseminating the culture of Compliance - The direct...

**Posting Start Date**:21/01/2025 About ORMCThe Compliance, Data & Technology Risk unit of NUS Office of Risk Management and Compliance (“ORMC”) is seeking a highly skilled and experienced Compliance professional to oversee compliance risk management initiatives. The role is responsible for ensuring that the university is aware of and adheres to all...

Key Position: Regulatory Compliance OfficerJob OverviewWe are seeking a seasoned professional to fill the role of Regulatory Compliance Officer. This is a vital position within our organization that requires an individual with extensive experience in upholding regulatory standards and ensuring business integrity.ResponsibilitiesConduct thorough risk...

Job Title:Compliance and Regulatory SpecialistDescription:We are seeking a skilled Compliance and Regulatory Specialist to oversee business activities in Asia, providing compliance and regulatory coverage on entity-specific requirements. This role will be responsible for managing compliance risks, reviewing new products and transactions, and developing and...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. Compliance is part of the CRO Division of Julius Baer and supports the Senior Management in ensuring compliance with...

Compliance Specialist JobWe are seeking an experienced Compliance Specialist to join our team. As a key member of our Compliance function, you will be responsible for ensuring that our business operations and procedures comply with relevant laws and regulations.The successful candidate will have a strong background in Compliance, with experience in...