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Compliance Manager

2 weeks ago


Central Singapore Emprego SG Full time

**Location**

Singapore, Central Singapore

**Job Type**

Permanent

**Salary**

$4,000 - $6,000 Per Month

**Date Posted**

5 hours ago

Additional Details

**Job ID**

4601

**Job Views**

2

Roles & Responsibilities

**Responsibilities**:

- Conduct compliance reviews and monitoring/surveillance across the company’s business activities;
- Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring;
- Advise the business units in meeting regulatory requirements through implementing appropriate compliance risk policies, assisting with the design and implementation of risk and compliance management initiatives, and enhancing and improving internal processes and procedures;
- Review the completed risk and compliance assessment returns from each area of the business, identifying trends and areas of concern and working with the business units to reduce any unacceptable exposures to regulatory risk;
- Provide compliance training and support through issuing of internal compliance updates and training modules

**Requirements**:

- Experience in compliance, audit or risk management in the financial industry (securities, futures or fund management)
- Should have knowledge of key applicable regulations such as the Securities & Futures Act, MAS Notices and Guidelines, AML/CFT regulations
- Good writing, communication and presentation skills
- Good analytical, interpersonal, influencing skills
- Team player

Tags

compliance

manager