Compliance, Isg Singapore, Manager

**Location**
- Singapore, Central Singapore**Job Type**
- Full Time**Salary**
- $5,000 - $8,000 Per Month**Date Posted**
- 5 hours agoAdditional Details

**Job ID**
- 103190**Job Views**
- 2Roles & Responsibilities

**Company Profile**

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.

As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethos. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

**Department Profile**

Professionals within Legal and Compliance provide a wide range of services to our business units. They might help to structure a complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve the firm’s invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that meet regulatory requirements around the world. They also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm’s businesses.

**Role Profile**

Morgan Stanley Compliance is looking for a compliance professional to join in Singapore. The compliance team is responsible for all regulatory and compliance matters as regards the firm’s various businesses in Singapore. This includes providing regulatory and compliance advice, monitoring for and providing updates on regulatory and exchange rule changes, responding to regulatory and exchange inquiries, licensing matters for the firm and employees, monitoring work to ensure compliance with applicable laws and regulations, amongst others.

**Reporting Line**

The role will report into Head of ISG Compliance, Southeast Asia

**Responsibilities**:

- Responsibility for all licensing of individuals within the Morgan Stanley Singapore businesses with applicable regulators.
- Assist with Singapore Individual Accountability and Conduct framework-related tasks.
- Assist in monitoring of regulatory and exchange rule changes.
- Assist in the maintenance of Compliance documentation including business unit manuals, Compliance Notices, rules databases, risk assessments and Compliance plans.
- Assist in providing compliance advice to businesses and infrastructure, including carrying our regulatory research where required.
- Assisting in compilation and submission of regulatory returns and filings, responding to ad-hoc and routine regulatory queries, onsite visits and inspections,
- Assisting in the preparation/ collation of documents for internal and external audits; and
- Assist in any other compliance matters and/or projects.

**Skills**:

- Bachelor’s degree in Legal, Accounting, Business or Finance.
- At least 5 years of relevant working experience in the financial services industry in Compliance or related fields. Preference will be given to those persons who have a working knowledge of the MAS or Singapore Exchange regulations.
- Excellent verbal and written English communication skills essential.
- Detail oriented, motivated and able to multi-task in a fast paced, high pressure environment
- Fast learner and able to act independently when required.
- Team player

**Salary offered will commensurate with experience.**

Tags

compliance

isg

singapore

manager