Section Head, Fa Compliance

1 week ago

Singapore 8I Holdings Full time

Valiant Wealth Advisory

**Location**:
Singapore

Valiant Wealth Advisory, is a newly set up Financial Advisory arm responsible for providing value to our community and new members, guiding individuals through a dedicated process to better organise and optimise one’s finances; offering the best-in-class investment knowledge using information technology to empower more control over one’s future.

Our Vision is to be Asia’s market leader in providing a trusted and humanized digital financial advisory experience for the betterment of humanity. Knowing that financial solutions are unique to everyone, it ought to be bespoke and prescribed.

**What you will be doing**:

- Develop and manage a robust compliance framework in relation to the Financial Advisory business in Singapore
- Ensure Valiant Wealth operates within all the required legislations as issued by MAS, including the Financial Advisers Act 2001 and its related Regulations, Notices and Guidelines and internal Policies and Procedures
- Oversee the regulatory function; monitor and enhance the company’s compliance with regulatory requirements and internal SOPs
- Ensure representatives follow the company’s guidelines, circulars, notices, and laws issued by the MAS or the LIA of Singapore
- Liaise and coordinate with regulatory bodies, external counsel/service providers and various stakeholders on legal, compliance and audit matters
- Keep abreast of regulatory developments and recommend best practices
- Prepare regular reporting data (monthly reporting to Group Compliance, CEO and Heads of Departments)

**What you need to have**:

- Minimum 5 years of relevant experience in the financial services industry, primarily in a Financial Adviser
- Bachelor’s Degree or above in related financial discipline
- Industry recognised Compliance, Governance or Risk qualification is an added advantage
- Good knowledge of Singapore's regulatory requirements, such as Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations, PDPA and Balance Score Card regime
- Effective interpersonal communication skills to work with various stakeholders across different teams, with ability to work independently as well as in a team
- Entrepreneurial and self-motivated who strives in a fast-paced and agile environment

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