Associate, Regulatory Compliance
7 days ago
Overview
Join to apply for the
Associate, Regulatory Compliance (Ongoing Compliance Services)
role at
IQ-EQ
Company Description
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
Job Description
Manage a portfolio of clients
Provide advisory and consultancy services to clients
Submit and/or review of regulatory filings and notifications
Liaise and correspond with MAS and auditors
Periodic compliance reporting to senior management or board of directors
Provide or review compliance manual
Provide or review compliance checklists, registers, and calendar
Prepare and review regulatory returns and forms
Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks
Other ad-hoc duties as the need arise
Qualifications
Bachelor’s Degree in Business, Accounting, Law and any other relevant degrees
Experience in regulatory compliance or internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage.
Meticulous and detailed-oriented
Excellent communication and interpersonal skills
Organised and self-disciplined
A team player with strong oral, written, and interpersonal communication skill
Junior candidate will be hired at Associate level
Additional Information
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Accounting/Auditing
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