Associate, Regulatory Compliance

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**About the Role** We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role...

Description Associate - Regulatory Advisory Compliance A reputable and established financial institution is hiring an Associate, Regulatory Advisory Compliance in Singapore. Working with experienced and passionate Manager and colleagues, this is an excellent opportunity for someone who is early in the Compliance career. NO WORK VISA SPONSORSHIP IS PROVIDED!...

Associate - Regulatory Advisory Compliance A reputable and established financial institution is hiring an Associate, Regulatory Advisory Compliance in Singapore. Working with experienced and passionate Manager and colleagues, this is an excellent opportunity for someone who is early in the Compliance career. NO WORK VISA SPONSORSHIP IS PROVIDED!2 days ago Be...

Our Compliance Solutions division in Singapore are looking to add a new Consultant to their team. In this role you will have the opportunity to manage your own portfolio of clients seeking regulatory advice. Our portfolio comprises a variety of businesses including hedge funds, investment banks, asset management companies, venture capital firms, leveraged...

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

**Job Title**:Singapore Regulatory Compliance Officer, Asia **Corporate Title**:Associate **Division**:Legal, Compliance & Conduct (LCC), Asia **Department**:Compliance **Location**:Singapore **Job Type**:Permanent **Company and Function Overview** **Responsibilities**: - Provide daily compliance support in the advice and review of local legislative...

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

**Responsibilities** - Identify, evaluate and assess compliance with laws, regulations and Group directives; investigate and escalate potential issues to Head of Compliance. - Keep abreast of regulatory changes and disseminate regulatory updates - Perform gap analysis and drive the implementation of new or revised regulatory requirements - Assist in the...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description You will be part of IQ-EQ Regulatory Compliance's Internal Audit and Project team, responsible...