Regulatory Compliance Manager

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Job Responsibilities Regulatory Compliance & internal Reporting 1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. 2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO"). 3. Communicate relevant new and updated...

Job DescriptionAs part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to:Regulatory Liaison and Stakeholder ManagementAssist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.)Manage both internal and external...

Company Descriptionfoodpanda is part of the Delivery Hero Group, the world's pioneering local delivery platform, our mission is to deliver an amazing experience—fast, easy, and to your door. We operate in over 70+ countries worldwide. Headquartered in Berlin, Germany. Delivery Hero has been listed on the Frankfurt Stock Exchange since 2017 and is part of...

Company Description foodpanda is part of the Delivery Hero Group, the world's pioneering local delivery platform, our mission is to deliver an amazing experience—fast, easy, and to your door. We operate in over 70+ countries worldwide. Headquartered in Berlin, Germany. Delivery Hero has been listed on the Frankfurt Stock Exchange since 2017 and is part of...

Regulatory Compliance Manager (GRM - Group Regulatory Compliance)Be among the first 25 applicants Job Purpose You will be part of a team to drive and implement the Compliance Risk Management Framework and compliance requirements for all GE entities within the Group, supporting business units in complying with relevant laws and regulations. The Job Provide...

Compliance Specialist, Regulatory Compliance (Manager)Join to apply for the Compliance Specialist, Regulatory Compliance (Manager)role at

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...