Compliance Manager

4 days ago

Singapore MITRADE GROUP PTE. LTD. Full time

Company Overview:
Mitrade is an award-winning global Contract for Difference (CFD) and forex broker, regulated by authorities in Australia (ASIC), Cyprus (CySec), the Cayman Islands (CIMA), and Mauritius (FSC). We were founded in Melbourne, Australia and have offices worldwide.
Leveraging our proprietary in-house state-of-the-art technology, Mitrade has developed a one-stop digital trading platform tailored for investors. We offer market data, news and analysis, as well as trading and risk management services within a comprehensive user-centric FinTech ecosystem.
Serving over five million users worldwide, Mitrade offers unmatched accessibility across mobile (iOS and Android), desktop, and web platforms.
Role Summary:
We are seeking an experienced Compliance Manager to provide strategic oversight and technical support to our group Compliance team. This role combines deep domain knowledge with business acumen from Group Compliance to provide support and guidance to respective licensed entities, optimize KYC processes, and drive continuous improvement in our Group Compliance operations.
If you're a strategic thinker with strong knowledge in regulatory compliance framework and AML/CFT regulations who can balance the regulatory requirements with business objectives, we invite you to join us in shaping the future of digital finance
This Singapore-based role reports to the Compliance Director and works closely with the Group Compliance in our offices to drive excellence in our global Compliance and KYC/AML operations.
What are your key day-to-day responsibilities:
Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respective licensed entity.
Develop and maintain comprehensive regulatory compliance policies, procedures, and verification methods, incorporating jurisdiction-specific requirements and industry best practices
Partner with business teams to develop practical solutions that enhance growth while ensuring compliance in regulations in respective licensed jurisdictions.
Serve as the subject matter expert for all KYC/AML matters, providing strategic guidance, escalation support and guidance for complex cases.
Oversee and optimize KYC and AML sanction screening operations through any possible resources and support, ensuring efficient processes across all licensed jurisdictions.
Analyse operational metrics and conversion data to drive process improvements and enhance customer experience
Lead system enhancement initiatives, collaborating with IT teams and solution providers to optimize CDD on-boarding platforms, workflows and other compliance framework.
Refine and improve KYC and CDD on-boarding processes through collaboration with stakeholders to improve conversions.
Design and deliver training programs to enhance team capabilities and ensure consistent standards across global operations
Support the Compliance Director in ad-hoc matters in the Group.
What We Require from You:
Minimum 4 years of regulatory compliance experience in financial services, with demonstrated expertise in regulatory requirements and industry best practices
Strong understanding of global regulations and compliance frameworks in licensed jurisdictions and emerging trends in digital finance
Experience in leading, managing or working with overseas teams
Experience in financial services industry, particularly in CFD/forex trading (preferred)
Proven track record in process optimization and system enhancement projects
Excellent analytical and problem-solving skills
Strong business acumen and ability to balance risk and business objectives
Excellent command of both Chinese and English in written and spoken
What You Can Look Forward To:
Competitive compensation package
Career growth and personal development within a growing global organization
A flat organizational structure that values collaboration and transparency
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