Manager Compliance

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Job Title: Cobbler (Luxury Retail)Location: Singapore Paragon Overview Company Overview: We are a next-generation luxury brand that has redefined modern fashion with a unique blend of craftsmanship, creativity, and innovation. With a strong global presence and a deep-rooted passion for excellence, we are committed to delivering iconic, high-quality products...

Job Title: Cobbler (Luxury Retail)Location: Singapore Paragon Overview Company Overview: We are a next-generation luxury brand that has redefined modern fashion with a unique blend of craftsmanship, creativity, and innovation. With a strong global presence and a deep-rooted passion for excellence, we are committed to delivering iconic, high-quality products...

Overview Join to apply for the Desktop Support Engineer L2 SG role at Excis Compliance . Excis is a global IT support leader driving innovation and collaboration. We are looking for a proactive Desktop Support Technician to manage hardware, software, and IT assets across multiple locations. Join us for a rewarding career in a supportive, family‑like...

Direct message the job poster from Excis Compliance Overview WE’RE HIRING AS A DESKTOP SUPPORT ENGINEER AT TOA PAYOH, SINGAPORE!Excis is a global IT support leader driven by innovation and collaboration. We’re looking for a proactive Desktop Support Technician to manage hardware, software, and IT assets across multiple locations. Join us for a rewarding...

WE'RE HIRING AS A DESKTOP SUPPORT ENGINEER AT SINGAPORE Excis is a global IT support leader driven by innovation and collaboration. We're looking for a proactive Desktop Support Technician to manage hardware, software, and IT assets across multiple locations. Join us for a rewarding career in a supportive, family-like environment where you'll look forward to...

Overview Job Title: Senior Store Manager/Retail Manager Location: Singapore Reports to: Brand GM Company Overview We are a premium lifestyle brand with an established retail presence in Singapore and expansion plans across Southeast Asia. With two stores currently operating and a new store opening soon, we are seeking a dynamic Retail Manager who has the...

Get AI-powered advice on this job and more exclusive features. Develop, review, and update compliance policies and SOPs in alignment with legal and regulatory requirements. Ensure effective communication and training on compliance policies to all relevant staff Conduct regular risk assessments to identify potential compliance risks and develop strategies to...