Compliance Director

2 weeks ago

Singapore Rikvin Singapore (An In.Corp Group Business Site) Full time

Overview
Our client is an international financial services research firm with a strong commitment to governance and regulatory integrity. As part of their growth in Singapore, they are seeking an experienced Compliance Director to lead the local compliance function, with a direct focus on MAS and SGX regulatory requirements.
The Compliance Director will oversee compliance and risk management in Singapore, ensuring full alignment with the Monetary Authority of Singapore (MAS), Singapore Exchange (SGX), and relevant legislation. This role requires proactive engagement with regulators, strong knowledge of local financial laws, and the ability to embed a culture of compliance across the business.
Responsibilities
Provide advisory on MAS and SGX regulations, including SFA, FAA, PSA, and PDPA.
Manage licence applications, regulatory submissions, and correspondence with MAS and SGX.
Develop and maintain compliance manuals, frameworks, and risk registers.
Oversee AML/CFT and sanctions monitoring, and act as Data Protection Officer (DPO).
Conduct compliance monitoring programmes, internal reviews, and regulatory reporting.
Deliver compliance training and provide Board-level reports on key issues and remediation plans.
Requirements
Minimum 10 years’ experience in compliance within financial services (fund management, brokerage, payments, or banking).
Proven track record in liaising with MAS and SGX, including inspections and audits.
Degree in Law, Finance, or related field; ICA/ACAMS or equivalent certification is an advantage.
Strong interpersonal skills, with ability to influence stakeholders across business functions.
High level of integrity, judgement, and ability to work independently.
All recruitment-related services are carried out exclusively through Rikvin Pte Ltd, which is a wholly owned subsidiary of In.Corp Global Pte Ltd and the holder of a valid MOM Employment Agency (EA) License: 11C3030/R
#J-18808-Ljbffr

  • Compliance Director

    23 hours ago

    Singapore Bitdeer (NASDAQ: BTDR) Full time

    Join to apply for the Compliance Director role at Bitdeer (NASDAQ: BTDR) Join to apply for the Compliance Director role at Bitdeer (NASDAQ: BTDR) Get AI-powered advice on this job and more exclusive features. About BitdeerBitdeer Technologies Group (Nasdaq: BTDR) is a world-leading technology company for Bitcoin mining. Bitdeer is committed to providing...

  • Compliance Director

    4 weeks ago

    Singapore Bitdeer (NASDAQ: BTDR) Full time

    Join to apply for the Compliance Director role at Bitdeer (NASDAQ: BTDR) Join to apply for the Compliance Director role at Bitdeer (NASDAQ: BTDR) Get AI-powered advice on this job and more exclusive features. About BitdeerBitdeer Technologies Group (Nasdaq: BTDR) is a world-leading technology company for Bitcoin mining. Bitdeer is committed to providing...

  • Associate/ Senior Associate, Regulatory Compliance

    1 week ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

  • Area Sales Director Southeast Asia

    5 days ago

    Singapore Link Compliance Full time

    Job Title: Area Sales Director Southeast Asia Department: Sales Reports to: General Manager Position Summary We are looking for a seasoned sales leader with a proven track record in the industrial valve, piping, or fluid control systems industry to drive business growth across Southeast Asia. This role will manage regional teams, partners, and service...

  • Area Sales Director Southeast Asia

    7 days ago

    Singapore Link Compliance Full time

    Job Title: Area Sales Director Southeast AsiaDepartment: SalesReports to: General Manager Position Summary We are looking for a seasoned sales leader with a proven track record in the industrial valve, piping, or fluid control systems industry to drive business growth across Southeast Asia. This role will manage regional teams, partners, and service...

  • Director / Associate Director – Core Compliance

    23 hours ago

    Singapore Interactive Brokers Full time

    Director / Associate Director – Core Compliance Join to apply for the Director / Associate Director – Core Compliance role at Interactive Brokers Director / Associate Director – Core Compliance Join to apply for the Director / Associate Director – Core Compliance role at Interactive Brokers Company OverviewInteractive Brokers Group, Inc. (Nasdaq:...

  • Director, Regulatory Compliance

    2 weeks ago

    Singapore Amethyst Partners Full time

    L- Posted by - Loretta Chan- Director Our client is an international service provider that they provide a wide range of services such as regulatory compliance advisory services to their clients. Their clients are mainly in the financial services industry including asset management such as hedge funds, private equity funds, venture capital, payment solutions...

  • Managing Director, Risk, Forensics

    7 days ago

    Singapore Ankura Full time

    Ankura is a team of excellence founded on innovation and growth. Managing Director, Risk, Forensics & Compliance Managing Director, Risk, Forensics & Compliance

  • Compliance Director

    2 weeks ago

    Singapore Rikvin Pte Ltd Full time

    Compliance Director - Financial Services Our client is an international financial services research firm with a strong commitment to governance and regulatory integrity. As part of their growth in Singapore, they are seeking an experienced Compliance Officer to lead the local compliance function, with a direct focus on MAS and SGX regulatory requirements. ...

  • Director, Regulatory Compliance, Asia

    23 hours ago

    Singapore Airwallex Full time

    Director, Regulatory Compliance, Asia at Airwallex Join to apply for the Director, Regulatory Compliance, Asia role at Airwallex About Airwallex Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 150,000 businesses worldwide –...