Senior Compliance Professional

We are seeking an experienced professional to support and drive Group Compliance initiatives. This role requires close collaboration with various technology and support teams across the organization.Responsibilities:This senior position plays a key role in supporting and driving Group Compliance initiatives, where you will work closely with technology and...

Job OverviewThe Manager/Senior Manager is a pivotal role in supporting the organization's compliance program. Key responsibilities include developing and maintaining compliance policies, conducting risk assessments and audits, and reporting compliance efforts to senior management.">Key Responsibilities

Compliance Expertise RequiredWe are seeking a highly skilled Compliance Specialist to support the development and implementation of our compliance programs.This role involves working closely with control functions and business stakeholders to identify, assess, and mitigate compliance risks. The successful candidate will also support regional projects as...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Job Title: Senior KYC Compliance ProfessionalJob Summary:As a key member of our team, you will serve as the primary point of contact between client relationship teams and AML Refresh Operations, ensuring seamless management of client periodic reviews for Private Banking and Wealth Management business lines.This is an exciting opportunity to leverage your...

Regulatory Compliance ExpertWe are seeking a skilled Regulatory Compliance Expert to join our team. In this role, you will be responsible for managing overall general regulatory risks.To execute surveillance programs that provide independent assurance on the state of regulatory compliance with key laws and regulations, including Banking Act, SFA, FAA, and...

Network Compliance EngineerWe are seeking a knowledgeable and proactive Network Compliance Specialist with 5-8 years of experience in supporting the compliance of an organization's network infrastructure with regulatory requirements, industry standards, and internal policies. This role requires a solid understanding of network security practices and...

Job Title:Regional Compliance LeaderAbout the Role:This senior leadership position oversees the implementation of compliance frameworks across Asia, ensuring alignment with global standards and local regulatory requirements. The ideal candidate will have deep regional expertise and a passion for governance.The successful candidate will lead regional...

Protect the bank's reputation and capital by ensuring compliance with internal standards and regulations.Key ResponsibilitiesEnsure accurate reporting and documentation are completed as required.Oversee customer due diligence activities related to new client onboarding, periodic reviews, material transactions, including account terminations and fund...

Job OverviewCaterpillar is seeking a skilled professional to join our team as a Risk & Compliance Senior Associate. This role will play a critical part in ensuring compliance with enterprise and business division ethical standards, examining non-compliance issues, and implementing corrective actions.">Key Responsibilities:Facilitate discussions to assess...