Senior Compliance Professional

Compliance Expertise RequiredWe are seeking a highly skilled Compliance Specialist to support the development and implementation of our compliance programs.This role involves working closely with control functions and business stakeholders to identify, assess, and mitigate compliance risks. The successful candidate will also support regional projects as...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Job Title: Senior KYC Compliance ProfessionalJob Summary:As a key member of our team, you will serve as the primary point of contact between client relationship teams and AML Refresh Operations, ensuring seamless management of client periodic reviews for Private Banking and Wealth Management business lines.This is an exciting opportunity to leverage your...

Regulatory Compliance ExpertWe are seeking a skilled Regulatory Compliance Expert to join our team. In this role, you will be responsible for managing overall general regulatory risks.To execute surveillance programs that provide independent assurance on the state of regulatory compliance with key laws and regulations, including Banking Act, SFA, FAA, and...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Network Compliance EngineerWe are seeking a knowledgeable and proactive Network Compliance Specialist with 5-8 years of experience in supporting the compliance of an organization's network infrastructure with regulatory requirements, industry standards, and internal policies. This role requires a solid understanding of network security practices and...

Job Title:Regional Compliance LeaderAbout the Role:This senior leadership position oversees the implementation of compliance frameworks across Asia, ensuring alignment with global standards and local regulatory requirements. The ideal candidate will have deep regional expertise and a passion for governance.The successful candidate will lead regional...

Protect the bank's reputation and capital by ensuring compliance with internal standards and regulations.Key ResponsibilitiesEnsure accurate reporting and documentation are completed as required.Oversee customer due diligence activities related to new client onboarding, periodic reviews, material transactions, including account terminations and fund...

Job Description:">The Senior Compliance Officer will report to the Head of Compliance Singapore and is a generalist role with a broad Compliance mandate extending to multiple licensed entities in Singapore and various business lines, including institutional cash equities sales and trading, research, futures & options, Delta One & Equity Derivatives, fixed...

**OneStop Professional Services Ptd. Ltd**.,the fastest growing corporate services provider in Singapore is looking for a detail-oriented and qualified **Tax Senior/Manager** to join us. **Responsibilities**: - Prepare tax returns (Form C-S/C), tax report with supporting schedules - GST preparation and submission, withholding tax issue Tax advisory to...