Senior Compliance Officer

Job Title: Senior Compliance OfficerJoin The St. James's Place Wealth Management Group as a Senior Compliance Officer and contribute to the success of our organization by ensuring that our business practices are in line with regulatory requirements.Main Responsibilities:Provide compliance oversight, monitoring, and consultancy in respect of all MAS...

About the RoleWe are seeking a highly skilled Senior Compliance Officer to join our team at Manulife. As a key member of our Compliance team, you will be responsible for contributing to the achievement of our Company and Compliance strategic plans and annual business plan.Key ResponsibilitiesDevelop, manage, and track the company's regulatory engagement...

About the RoleThe Compliance function is a strategic partner and a trusted business enabler to the Board and senior management. As a Senior Compliance Officer, you will play a key role in ensuring that the Group continuously fulfils its regulatory obligations in today's tight and dynamic regulatory landscape.Key ResponsibilitiesEnsure timely review of alerts...

Member for 1 year 4 months Submitted by nparnell on Jun 22 2023 Main Purpose of Job The Senior Compliance Officer will be responsible for providing compliance oversight, monitoring and consultancy in respect of all MAS regulations relevant to the distribution business of SJP Singapore, as well as to research, manage and implement regulatory...

Roles & ResponsibilitiesWhat we will offerWe will offer you a place where you can be yourself and where there are no limits on what you can achieve. With us, you can take ownership of your career and have honest conversations throughout. You would join an ambitious firm with a clear strategy for profitable growth where you can get early responsibility and...

Job Title: Senior/Regulatory Compliance OfficerAbout the Role:We are seeking a highly motivated and experienced Senior/Regulatory Compliance Officer to join our team at Sonova. As a key member of our regulatory compliance team, you will be responsible for ensuring that our products comply with country-specific regulatory laws and requirements.Key...

Job Title: Officer, Fund Compliance Senior AnalystCiti is seeking a highly skilled and experienced Officer, Fund Compliance Senior Analyst to join our team in Singapore. As a key member of our Fund Compliance team, you will be responsible for ensuring the compliance of our fund management activities with regulatory requirements and client-mandated investment...

This is Adyen We took an unobvious approach to starting a payments company, building a platform from scratch. Today, we're the payments platform of choice for the world's brightest companies. Our unobvious approach is a product of our diverse perspectives. This diversity, of backgrounds, cultures, and perspectives, is essential in helping us maintain our...

About the RoleAs a Senior Officer, Compliance Specialist, Group Retail, you will be responsible for ensuring that all retail banking activities are conducted in accordance with regulatory requirements and UOB's compliance policies.Key ResponsibilitiesDevelop and implement compliance programs to mitigate risks and ensure regulatory compliance.Conduct regular...

Job DescriptionLocal focusedDevelop, implement, and maintain comprehensive compliance program in line with regional and international regulations such as MAS regulation, anti-money laundering (AML), counter-terrorism financing (CTF), data protection, Sanctions and industry-specific regulations.Monitor and interpret regulatory changes and ensure the...

We are looking for an experienced payments compliance professional to join the Amazon Payments Singapore Private Limited (APS) 2nd line Compliance Office team to invent simple solutions to difficult regulatory issues. The Compliance Manager - Payments is specifically responsible for providing regulatory compliance subject matter expertise across lines of...

Roles & Responsibilitiesabout the companyOur client is a Financial Institution looking to recruit an AML Compliance Officer to develop and implement a robust compliance programme to ensure their business is in adherence with MAS guidelines and regulations. about the job Oversee the execution and enhancement of the company’s AML policies, procedures, and...

About the RoleWe are seeking a highly skilled Compliance Officer to join our team in Singapore. As a key member of our Compliance team, you will be responsible for ensuring that our investment activities are conducted in accordance with relevant laws and regulations.Key ResponsibilitiesDevelop and implement a robust compliance framework to ensure adherence...

The Value of Active Minds About JupiterJupiter is one of the UK’s leading investment management companies with over 500 employees and £52.6 billion worth of assets under management (as at 29th March 2024). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin...

Job Summary:Axiom is seeking a highly skilled Senior Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring that our firm adheres to all relevant laws, regulations, and policies.Key Responsibilities:Develop and maintain compliance processes to ensure adherence to laws, regulations, and firm...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at SMBC Group. The successful candidate will be responsible for assisting in day-to-day Compliance matters for our APAC offices, supervising assigned offices, and ensuring compliance with regulatory requirements.Key ResponsibilitiesAssist in overseeing the monitoring of compliance...

As part of our efforts to strengthen our Singapore-based Compliance Office, we are looking for a Deputy Compliance Officer for Munich Re Singapore (MRS). MRS conducts reinsurance business with clients in Asia Pacific, Middle East and Africa and is part of the Munich Re Group, a leading global provider of reinsurance, primary insurance and...

Job SummarySMBC Group is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for overseeing communication with external and internal audit, providing guidance to staff on managing requests from auditors, and planning for mitigation controls with relevant departments.Key...

Bitstamp: A Leader in Cryptocurrency ExchangeBitstamp is a pioneering cryptocurrency exchange that has been at the forefront of the industry since 2011. With a strong commitment to security, transparency, and regulation, we have grown to serve over 5 million clients across the globe.As a Chief Compliance Officer, you will play a critical role in our Bitstamp...

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.We thank...