Compliance Officer

5 months ago

Singapur, Singapore Jupiter Full time

The Value of Active Minds
 

About Jupiter

Jupiter is one of the UK’s leading investment management companies with over 500 employees and £52.6 billion worth of assets under management (as at 29th March 2024). 

Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and sub-advised funds. Jupiter has experienced a period of international growth with offices open in EMEA and APAC. 

Background​

We are looking to hire a Singapore Compliance officer to support the Singapore office growth. Reporting to the APAC Head of Compliance, you will be responsible for the Singapore office regulatory compliance matters and work closely with business stakeholders in the region, as well as international Jupiter colleagues.


Key Responsibilities

  • Assist in the setup of compliance standards and controls as a new CMS license holder in accordance to the local regulatory and group requirements.

  • Develop, implement and maintain a robust compliance framework through the provision of policies, procedures, training and advice to ensure adherence to regulatory requirements, with a specific focus on MAS regulations.

  • Provide expert advice and guidance to the investment team on compliance matters, including investment restrictions, disclosure requirements, and conflicts of interest.

  • Work closely with the Portfolio Compliance Team based in the UK, oversee investment restriction adherence through alert investigation and escalation within the order management system, Aladdin.

  • Conduct regular compliance risk assessments and reviews to identify potential gaps and implement appropriate controls.

  • Collaborate closely with internal stakeholders, including legal, risk management, and operations teams, to address compliance issues and implement best practices.

  • Advise the Singapore business on all relevant regulatory matters, including but not limited to new business, new products, marketing material review.

  • Monitor and review investment guidelines and client mandates to ensure compliance and mitigate risk.

  • Stay abreast of regulatory developments and industry best practices, proactively providing updates and recommendations to the business.

  • Develop and maintain compliance policies and procedures, ensuring their alignment with regulatory changes and industry standards.

  • Support and work with the APAC Head of Compliance in regional compliance matters as required.

  • Conduct training and awareness programs on compliance-related topics to promote a strong compliance culture within the organization.

Desired Skills / Experience

Candidate Profile

  • Strong business acumen, adept at influencing and driving outcomes

  • Exceptional analytical skills, capable of developing and implementing efficient compliance and regulatory strategies

  • Adaptable and flexible, thrives in fast-paced environments and adjusts well to changing priorities

  • Action-oriented mindset, takes initiative and leads by example

  • Confident executive presence, communicates complex information concisely and effectively

  • Proven problem-solving abilities, delivers practical and valuable solutions to complex issues.

Qualifications and Experience

  • Minimum 3 years' experience in asset management compliance, with a deep understanding of Asian regulations e.g. MAS, SFC and other local compliance requirements in Singapore.
  • Strong knowledge of investment compliance and advisory compliance, including a solid understanding of relevant laws, regulations, and asset management industry best practices.
  • Experience of investment restriction oversight using order management systems. Experience of rule coding and Aladdin use also advantageous.
  • Familiarity with regulatory frameworks specific to the asset management industry in Singapore.
  • Excellent analytical skills, with the ability to interpret complex regulations and apply them to practical scenarios.
  • Strong communication and collaboration skills, with the ability to effectively
  • Ability to engage with business stakeholder and local regulators effectively.
  • Spoken and written literacy in English, Mandarin and preferably, Cantonese desirable

Don’t meet every requirement? At Jupiter we are dedicated to building a diverse and inclusive workplace, so if you are interested in this role, but don’t think your experience aligns perfectly with every listed requirement in the job description, we would encourage you to apply. You may be the right person for this role.

  • Compliance Officer

    4 weeks ago

    Singapur, Singapore Talent Trader Group Full time

    Job Title: Compliance OfficerAt Talent Trader Group, we are seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our organization operates in accordance with all applicable laws, regulations, and industry standards.Key Responsibilities:Develop and implement compliance programs...

  • Compliance Officer

    2 months ago

    Singapur, Singapore SMBC Group Full time

    Compliance and Risk Management RoleTo support the day-to-day compliance activities for SMBC Group in the APAC region, focusing on matters that do not require legal advice. This includes supervising assigned offices and monitoring compliance frameworks.Key Responsibilities:Review and maintain compliance policies and procedures in line with local laws and...

  • Compliance Officer

    4 weeks ago

    Singapur, Singapore United Overseas Bank Full time

    About the RoleWe are seeking a highly skilled Compliance Officer to join our team at United Overseas Bank Limited. As a key member of our Compliance function, you will play a critical role in ensuring the Bank's compliance with regulatory requirements and maintaining a strong compliance culture.Key ResponsibilitiesReview and analyze alerts from various...

  • Compliance Officer

    4 weeks ago

    Singapur, Singapore Jupiter Full time

    About JupiterJupiter is a leading investment management company with a strong presence in the UK and international markets. With over 500 employees and £52.6 billion worth of assets under management, we provide investment services to individual and institutional investors through various channels.Job SummaryWe are seeking a highly skilled Compliance Officer...

  • Compliance Officer

    1 month ago

    Singapur, Singapore Jupiter Full time

    About JupiterJupiter is a leading investment management company with a strong presence in the UK and international markets. With over 500 employees and £52.6 billion worth of assets under management, we provide investment services to individual and institutional investors through mutual funds, separately managed accounts, and sub-advised funds.Job SummaryWe...

  • Compliance Officer

    3 weeks ago

    Singapur, Singapore BALYASNY ASSET MANAGEMENT (SINGAPORE) PTE. LTD. Full time

    Job Title: Senior Associate/Director, ComplianceBalyasny Asset Management (Singapore) Pte. Ltd. is seeking an experienced Senior Associate/Director, Compliance to join our team in the Asia region.Job Summary:The Senior Associate/Director, Compliance will report to the firm's Head of Asia Compliance and be responsible for developing, implementing, managing,...

  • Compliance Officer

    2 months ago

    Singapur, Singapore Talent Trader Group Full time

    Job Title: Legal Counsel/OfficerAt Talent Trader Group, we are seeking a highly skilled Legal Counsel/Officer to join our team. As a key member of our organization, you will play a critical role in ensuring compliance with applicable laws and regulations.Responsibilities:Compliance Program Development: Develop and implement compliance programs and policies...

  • Compliance Officer

    2 weeks ago

    Singapur, Singapore Jupiter Full time

    About the RoleWe are seeking a highly skilled Compliance Officer to join our team in Singapore. As a key member of our Compliance team, you will be responsible for ensuring that our investment activities are conducted in accordance with relevant laws and regulations.Key ResponsibilitiesDevelop and implement a robust compliance framework to ensure adherence...

  • Compliance Officer

    4 weeks ago

    Singapur, Singapore SMBC Group Full time

    Compliance Role at SMBC GroupTo support the day-to-day compliance activities for SMBC Group in the APAC region, ensuring adherence to regulatory requirements and company policies. The role involves monitoring and supervising compliance matters, reviewing policies, and providing guidance on compliance-related issues.Key Responsibilities:Monitor and supervise...

  • Compliance Officer

    2 months ago

    Singapur, Singapore United Overseas Bank Full time

    About the RoleAs a Compliance Officer at United Overseas Bank, you will play a critical role in ensuring the bank's compliance with regulatory requirements and industry standards. You will be responsible for coordinating and implementing compliance initiatives, monitoring and reporting on compliance risks, and providing guidance and support to business units...

  • Compliance Officer

    1 month ago

    Singapur, Singapore Worldline Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Worldline. As a key member of our Compliance department, you will be responsible for ensuring that our global and local regulatory reporting processes are compliant with relevant laws and regulations.Key ResponsibilitiesAct as the guardian of the global and local Regulatory...

  • Compliance Officer

    7 days ago

    Singapur, Singapore STEPHENSON HARWOOD LLP Full time

    Roles & ResponsibilitiesWhat we will offerWe will offer you a place where you can be yourself and where there are no limits on what you can achieve. With us, you can take ownership of your career and have honest conversations throughout. You would join an ambitious firm with a clear strategy for profitable growth where you can get early responsibility and...

  • Compliance Officer

    4 weeks ago

    Singapur, Singapore SMBC Group Full time

    Job Title: Vice President, ComplianceAt SMBC Group, we are seeking a highly skilled and experienced Vice President, Compliance to join our team. The successful candidate will be responsible for overseeing compliance with regulatory requirements, managing risk, and ensuring the integrity of our operations.Key Responsibilities:Develop and implement effective...

  • Compliance Officer

    3 weeks ago

    Singapur, Singapore BUNKER PARTNER APAC PTE. LTD. Full time

    Job Title: Compliance OfficerBunker Partner APAC PTE. LTD. is seeking a highly experienced and dynamic professional to join our team as a Compliance Officer in Singapore. As a key player in our fast-growing company, you will be responsible for ensuring that our organization adheres to all relevant laws, regulations, policies, and industry standards.Key...

  • Compliance Officer

    2 months ago

    Singapur, Singapore SMBC Group Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at SMBC Group. The successful candidate will be responsible for overseeing compliance with regulatory requirements, managing risk, and ensuring the effective implementation of internal controls.Key ResponsibilitiesDevelop and implement compliance programs to ensure adherence to...

  • Compliance Officer

    2 weeks ago

    Singapur, Singapore SMBC Group Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at SMBC Group. The successful candidate will be responsible for assisting in day-to-day Compliance matters for our APAC offices, supervising assigned offices, and ensuring compliance with regulatory requirements.Key ResponsibilitiesAssist in overseeing the monitoring of compliance...

  • Deputy Compliance Officer

    3 months ago

    Singapur, Singapore Munich Re Full time

    As part of our efforts to strengthen our Singapore-based Compliance Office, we are looking for a Deputy Compliance Officer for Munich Re Singapore (MRS). MRS conducts reinsurance business with clients in Asia Pacific, Middle East and Africa and is part of the Munich Re Group, a leading global provider of reinsurance, primary insurance and...

  • Compliance Officer

    1 month ago

    Singapur, Singapore SMBC Group Full time

    Job Title: Vice President, ComplianceAt SMBC Group, we are seeking a highly skilled and experienced Vice President, Compliance to join our team. The successful candidate will be responsible for overseeing our compliance program, ensuring that our business operations are in line with regulatory requirements and industry best practices.Key...

  • Compliance Officer

    3 weeks ago

    Singapur, Singapore BUNKER PARTNER APAC PTE. LTD. Full time

    Roles & ResponsibilitiesBunker Partner is an independent global trader of marine fuels and bulk commodities with in-depth knowledge of the shipping industry. Today, we have trading offices in Estonia, Cyprus, Singapore, UAE, Greece, Germany and Denmark. We have a great team of 80+ professionals worldwide.The company has also been featured by the Financial...

  • Deputy Compliance Officer

    4 weeks ago

    Singapur, Singapore Munich Re Full time

    Job Title: Deputy Compliance OfficerMunich Re Singapore is seeking a highly skilled Deputy Compliance Officer to join our Compliance Office in Munich Re Singapore. As a key member of our team, you will play a critical role in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Assist the Compliance Officer in...