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Senior Compliance Officer
2 months ago
About the Role
We are seeking a highly skilled Senior Compliance Officer to join our team at Manulife. As a key member of our Compliance team, you will be responsible for contributing to the achievement of our Company and Compliance strategic plans and annual business plan.
Key Responsibilities
- Develop, manage, and track the company's regulatory engagement strategy.
- Work closely with the Chief Compliance Officer and the compliance leadership team to engage and liaise with regulators, law enforcement agencies, authorities, and industry bodies.
- Actively manage regulatory queries, responses, and deadlines by working closely with all relevant stakeholders to provide quality and timely responses.
- Drive the conduct and culture agenda of the company from a compliance perspective through timely identification and implementation of conduct and culture initiatives to improve the company workforce's awareness of sound conduct and culture behavior based on the company's values and regulatory outcomes.
- Ensure that the company's fit and proper, outside business activities, misconduct reporting, consequence management frameworks are sound, robust, and effectively implemented.
- Provide oversight of the Compliance Investigations team to ensure that investigations are conducted in a timely, fair, and comprehensive manner.
- Facilitate the Disciplinary Committee meetings with appropriate and timely materials and recommendations, as well as effective execution of decisions made by the committee.
- Track and where needed, design and implement compliance metrics/key risk indicators to support oversight of compliance implementation within the company.
- Prepare and execute an annual compliance work plan.
- Ensure quality inputs to Compliance Reports.
- Lead and/or contribute to Compliance projects and other business initiatives as required.
- Support the Chief Compliance Officer on ad-hoc compliance matters as required.
What We Are Looking For
- A senior compliance practitioner with more than 15 years of relevant experience based on the role description.
- Prior experience with the Singapore regulator or law enforcement agency or similar role in another financial institution would be preferred.
- Ability to lead and guide a sizeable team of varying experience level.
- An individual who is passionate about compliance, willing to go the extra mile, and believes in doing the right thing and doing things right.
- A motivated team player with a strong sense of responsibility.
- An effective communicator (verbally and in writing) with a 'can-do' spirit and strong interpersonal skills.
What We Offer
- A competitive salary and benefits packages.
- A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.
- A focus on growing your career path with us.
- Flexible work policies and strong work-life balance.
- Professional development and leadership opportunities.
About Manulife
Manulife Financial Corporation is a leading international financial services group that helps people make their decisions easier and lives better. With our global headquarters in Toronto, Canada, we operate as Manulife across our offices in Asia, Canada, and Europe, and primarily as John Hancock in the United States. We provide financial advice, insurance, and wealth and asset management solutions for individuals, groups, and institutions.
Our Commitment to You
- Values-first culture We lead with our Values every day and bring them to life together.
- Boundless opportunity We create opportunities to learn and grow at every stage of your career.
- Continuous innovation We invite you to help redefine the future of financial services.
- Delivering the promise of Diversity, Equity, and Inclusion We foster an inclusive workplace where everyone thrives.
- Championing Corporate Citizenship We build a business that benefits all stakeholders and has a positive social and environmental impact.