Senior Regulatory Advisor

Xtreme Trading Firm is a pioneering force in the financial industry, utilizing cutting-edge machine learning technology to deliver precise price forecasts for over 50,000 securities across various markets.

The firm leverages this expertise to execute trades on multiple exchanges and alternative trading platforms, offering tailored liquidity solutions to clients globally.

With an impressive daily trading volume of over $250 billion across 35 countries, XTF boasts a diverse team of over 250 professionals operating from key locations worldwide.

The company's trading strategies have evolved significantly over the past decade, transitioning from econometric methods to trees, neural networks, and modern deep learning architectures.

XTF remains at the forefront of innovation, actively seeking new approaches and ideas.

A unique aspect of XTF's operations is its extensive computational resources, boasting a growing research cluster with over 25,000 GPUs and 650 petabytes of usable storage.

Teams within the organization comprise world-class researchers with backgrounds in pure math, programming, physics, computer science, and machine learning.

Xtreme Trading Firm is committed to fostering a collaborative environment where employees work together seamlessly, sharing knowledge and expertise to drive business success.

This inclusive culture values each individual's contributions and strives for excellence in every aspect of the business.

We are seeking an experienced professional to fill the role of Compliance Officer in Singapore.

This appointment will be a crucial addition to our Global Compliance Team, reporting directly to our APAC CEO and Global Chief Compliance Officer.

The primary responsibility of this role will be to advise on regulatory and compliance matters related to XTF's APAC trading businesses.

The Compliance Officer will oversee core compliance functions in the Singapore office, including employee conduct controls, regulatory advisory, AML and sanctions, with support from the global Compliance team.

This involves multi-jurisdictional APAC financial services regulation focus, with emphasis on equities, ETFs, Futures, Fixed Income, and Options, as well as evolving global initiatives including power trading and digital assets.

• Electronic trading
• Transaction reporting and transparency requirements
• Order marking requirements (ban on naked shorts, reporting); Short Sale Exemptions
• Engagement with exchanges, banks, brokers
• Concentration reporting
• Working with large data sets and translating regulatory requirements into clear instructions for Software Developers and Operations Analysts

In addition to providing advice and recommendations to senior management, the Compliance Officer will contribute to developing and drafting policies, internal briefings, and Management Information (MI).

This may involve collaborating with our businesses from a regulatory/compliance perspective and participating in the documentation of our controls framework.

The Compliance Officer will monitor the regulatory horizon for topics that could impact XTF and collaborate with Business Development onboarding new venues and brokers in the APAC region, executing relevant Compliance checks and analysis prior to approval by the Global Chief Compliance Officer.

This role may also involve participating in XTF's engagement with internal and external counsel, regulators, or governments in respect of regulatory proposals or rulemakings.

The Compliance Officer will be an active contributing member of the Global Compliance Team, working with team members to administer the Compliance Monitoring and Employee Compliance Programs, supporting the CCO in administering: regulatory and exchange notifications and communications, documenting Compliance departmental processes, participating in analysis and investigations of emerging issues, mentoring junior members of the global team, writing, and communicating effectively.