Regulatory Compliance Specialist
2 months ago
About Jupiter
- Key Responsibilities:
- Assist in establishing compliance standards and controls as a newly licensed entity in accordance with local regulations and corporate requirements.
- Design, implement, and uphold a robust compliance framework.
- Offer expert guidance on compliance issues to the investment team.
- Perform regular risk evaluations and enforce controls.
- Work collaboratively with internal stakeholders to resolve compliance challenges.
- Advise on regulatory issues and oversee investment guidelines.
- Remain informed about industry best practices and regulatory developments.
- Create and revise compliance policies and procedures.
- Support regional compliance initiatives as necessary.
- Facilitate training sessions on compliance-related topics.
Desired Skills / Experience
- Candidate Profile:
- Strong business insight and analytical capabilities.
- Proactive with effective problem-solving skills.
- Strong communication abilities.
- Qualifications and Experience:
- At least 3 years of compliance experience in asset management with familiarity with Asian regulations.
- Comprehensive understanding of investment compliance and advisory compliance.
- Experience with order management systems and rule coding.
- Knowledge of regulatory frameworks in Singapore.
- Exceptional analytical, communication, and teamwork skills.
If you believe you possess the necessary qualifications for this role, we encourage you to consider this opportunity at Jupiter, where diversity and inclusion are valued.
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