Regulatory Compliance Specialist

2 months ago


Singapur, Singapore Scotiabank Full time
Job Summary

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Scotiabank. This role will support the Head of Global Regulatory Relations and Technology Compliance, APAC in delivering the compliance program for the GBM&T businesses in Asia Pacific.

Key Responsibilities
  • Coordinate the implementation of regional Technology Compliance and privacy projects.
  • Provide quality assurance on work produced by APAC Compliance.
  • Assist with the weekly/monthly reporting within GRR.
  • Undertake coordination for the Global Regulatory Relations (GRR) for APAC Compliance.
Accountabilities
  • Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
  • Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Actively pursue effective and efficient operations of his/her respective areas in accordance with Scotiabank's Values, its Code of Conduct, and the Global Sales Principles.
  • Champion a high-performance environment and contribute to an inclusive work environment.
Requirements
  • Post-secondary education.
  • 2+ years of relevant compliance experience in a financial institution or a management consultant firm.
  • Knowledge of the regulatory landscape and developments across major Asia jurisdictions (e.g. Australia, China, Hong Kong, India, Japan, and Singapore) is preferred.
  • Understanding of the financial services sector, including banking, sales, trading, and capital markets products is preferred.
What We Offer

Scotiabank offers a dynamic and inclusive work environment, with opportunities for professional growth and development. We are committed to diversity and inclusion, and we welcome applications from qualified candidates from diverse backgrounds.

This role requires a strong understanding of regulatory compliance and risk management principles, as well as excellent communication and analytical skills. If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.



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