Regulatory Compliance Specialist

1 month ago


Singapur, Singapore Scotiabank Full time
Job Summary

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Scotiabank. This role will support the Head of Global Regulatory Relations and Technology Compliance, APAC in delivering the compliance program for the GBM&T businesses in Asia Pacific.

Key Responsibilities
  • Coordinate the implementation of regional Technology Compliance and privacy projects.
  • Provide quality assurance on work produced by APAC Compliance.
  • Assist with the weekly/monthly reporting within GRR.
  • Undertake coordination for the Global Regulatory Relations (GRR) for APAC Compliance.
Accountabilities
  • Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
  • Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Actively pursue effective and efficient operations of his/her respective areas in accordance with Scotiabank's Values, its Code of Conduct, and the Global Sales Principles.
  • Champion a high-performance environment and contribute to an inclusive work environment.
Requirements
  • Post-secondary education.
  • 2+ years of relevant compliance experience in a financial institution or a management consultant firm.
  • Knowledge of the regulatory landscape and developments across major Asia jurisdictions (e.g. Australia, China, Hong Kong, India, Japan, and Singapore) is preferred.
  • Understanding of the financial services sector, including banking, sales, trading, and capital markets products is preferred.
What We Offer

Scotiabank offers a dynamic and inclusive work environment, with opportunities for professional growth and development. We are committed to diversity and inclusion, and we welcome applications from qualified candidates from diverse backgrounds.

This role requires a strong understanding of regulatory compliance and risk management principles, as well as excellent communication and analytical skills. If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.



  • Singapur, Singapore ExxonMobil Corporation Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at ExxonMobil Corporation. As a key member of our compliance team, you will be responsible for ensuring that our trading activities are in compliance with all applicable laws, rules, and regulations.Key ResponsibilitiesCoordinate compliance with applicable laws,...


  • Singapur, Singapore SEATRIUM (SG) PTE. LTD. Full time

    Job Title: Regulatory Compliance SpecialistSeatrium (SG) Pte. Ltd. is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and industry standards.Key Responsibilities:Coordinate with classification society and Brazilian...


  • Singapur, Singapore IQ-EQ Full time

    Job Overview At IQ-EQ, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will be responsible for managing a portfolio of clients and providing advisory and consultancy services to ensure compliance with regulatory requirements. Key Responsibilities * Manage a portfolio of...


  • Singapur, Singapore Axiom Full time

    Regulatory Compliance Specialist **Key Responsibilities:** * Develop and implement compliance processes to ensure adherence to laws, regulations, and firm policies and procedures. * Provide advice to business on compliance, regulatory, and policy issues. * Coordinate with the business and other divisions across the firm on new initiatives. * Liaise with...


  • Singapur, Singapore IQ-EQ Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ. As a key member of our compliance team, you will be responsible for managing a portfolio of clients and providing advisory and consultancy services to ensure compliance with regulatory requirements.Key ResponsibilitiesManage a portfolio of clients and...


  • Singapur, Singapore IQ-EQ Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ. As a key member of our compliance team, you will be responsible for managing a portfolio of clients and providing advisory and consultancy services to ensure compliance with regulatory requirements.Key ResponsibilitiesManage a portfolio of clients and...


  • Singapur, Singapore Ceffu Full time

    Job DescriptionCeffu is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key ResponsibilitiesEngage with regulatory authorities to ensure compliance with local laws and regulations,...


  • Singapur, Singapore IQ-EQ Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ. As a key member of our compliance team, you will be responsible for managing a portfolio of clients and providing advisory and consultancy services to ensure compliance with regulatory requirements.Key ResponsibilitiesManage a portfolio of clients and...


  • Singapur, Singapore Ceffu Full time

    Job DescriptionCeffu is seeking a highly experienced Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for engaging on regulatory matters, including compliance with local laws applicable to products and services offered by crypto firms. This will involve leading the work with local counsel to assess new...


  • Singapur, Singapore Sia Partners Full time

    Job Title: Risk and Regulatory Compliance SpecialistJob Summary: We are seeking a highly skilled Risk and Regulatory Compliance Specialist to join our team in Singapore. As a key member of our Risk and Regulatory Compliance team, you will be responsible for supporting team and managers in Risk and Regulatory Compliance projects and Advisory...


  • Singapur, Singapore ExxonMobil Corporation Full time

    Job Overview As a Regulatory Compliance Specialist, your primary responsibility will be to ensure that all trading operations align with the relevant laws, regulations, and internal policies governing risk reporting in the energy sector, specifically within the gas, crude, and products markets. Your role will encompass the review of trading...


  • Singapur, Singapore ExxonMobil Corporation Full time

    Job Overview As a Regulatory Compliance Specialist, your primary responsibility will be to ensure that all trading activities and risk reporting align with the relevant laws, regulations, and internal policies within the gas, crude, and products sectors. This role involves a thorough review of transactions, the creation of compliance strategies, the...


  • Singapur, Singapore IQ-EQ Full time

    Job OverviewIQ-EQ is seeking a highly skilled Regulatory Compliance Specialist to join our team.Key ResponsibilitiesManage a portfolio of clients and their respective MAS license application projects, ensuring timely and accurate submissions.Provide expert compliance advice to clients on MAS regulations, helping them navigate complex regulatory...


  • Singapur, Singapore IQ-EQ Full time

    Job OverviewIQ-EQ is seeking a highly skilled Regulatory Compliance Specialist to join our team.Key ResponsibilitiesManage a portfolio of clients and their respective MAS license application projects, ensuring timely and accurate submissions.Provide expert compliance advice to clients on MAS regulations, helping them navigate complex regulatory...


  • Singapur, Singapore IQ-EQ Full time

    Job OverviewIQ-EQ is seeking a highly skilled Regulatory Compliance Specialist to join our team.Key ResponsibilitiesManage a portfolio of clients and their respective MAS license application projects, ensuring timely and accurate submissions.Provide expert compliance advice to clients on MAS regulations, helping them navigate complex regulatory...


  • Singapur, Singapore IQ-EQ Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ. The successful candidate will be responsible for preparing and drafting proposals, quotations, and contracts, as well as liaising with clients and business units to ensure seamless onboarding and billing processes.Key ResponsibilitiesPrepare and draft...


  • Singapur, Singapore IQ-EQ Full time

    Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ.Key ResponsibilitiesManage a portfolio of clients and their respective MAS license application projects, ensuring timely and accurate submissions.Provide expert compliance advice to clients on MAS regulations, helping them navigate complex regulatory...


  • Singapur, Singapore AIA Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at AIA. As a key member of our compliance function, you will play a critical role in ensuring that our organization meets all relevant regulatory requirements and maintains a strong compliance culture.Key ResponsibilitiesManage compliance with regulatory rules,...


  • Singapur, Singapore AIA Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at AIA. As a key member of our compliance team, you will be responsible for ensuring that our organization meets all relevant regulatory requirements and maintains a strong culture of compliance.Key ResponsibilitiesManage compliance with regulatory rules, focusing...


  • Singapur, Singapore ExxonMobil Full time

    About ExxonMobilExxonMobil is a leading energy and chemical company that is committed to innovation and sustainability. Our vision is to lead in energy innovations that advance modern living and a net-zero future.Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance team, you will be...