Regulatory Compliance Specialist
1 month ago
Regulatory Compliance Specialist
**Key Responsibilities:**
* Develop and implement compliance processes to ensure adherence to laws, regulations, and firm policies and procedures.
* Provide advice to business on compliance, regulatory, and policy issues.
* Coordinate with the business and other divisions across the firm on new initiatives.
* Liaise with global offices.
**Minimum Qualifications:**
* 1+ years' experience in legal, compliance, or internal audit experience at an asset manager or other financial institution.
* Bachelor's Degree.
* English and Chinese.
**Compensation and Benefits:**
This role offers a competitive compensation package, including health benefits, 401K, and professional development resources. Axiomites work remotely, with occasional on-site presence for client requirements.
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