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Compliance Officer Role

3 weeks ago

Singapore beBeeCompliance Full time $80,000 - $120,000

Job Title:

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Compliance Officer Role

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We are seeking a highly skilled and experienced Compliance Officer to join our team. This is an exciting opportunity for a professional with a passion for compliance and regulation to make a real impact in our organization.

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About the Role:

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The Compliance Officer will play a key role in shaping our compliance function through innovation and analytical thinking. You will work closely with business units to provide strategic advice, conduct surveillance, and lead investigations, all while developing sustainable solutions.

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Key Responsibilities:

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  • Provide strategic advice to business units on compliance matters">
  • Conduct surveillance and lead investigations as needed">
  • Develop and implement sustainable compliance solutions">
  • Collaborate with stakeholders to ensure effective compliance practices">
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Requirements:

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To be successful in this role, you will need:

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  • A Bachelor's Degree in Finance or equivalent; Post-Graduate Degrees is a plus">
  • At least 4 years of experience in financial services firms such as Capital Markets, Regulated Market Operators, HFT Firms etc.">
  • Knowledge of broker-dealer regulation and capital markets regulations (SFC, ASIC, MAS) is advantageous">
  • Strong communication and interpersonal skills">
  • Self-starter with the ability to work independently and collaboratively">
  • Familiarity with a wide range of financial instruments and trading environments">
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What We Offer:

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In return for your hard work and dedication, you will be rewarded with:

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  • Opportunity to work in a globally recognized financial firm">
  • Exposure to cutting-edge technology and innovative compliance practices">
  • Collaborative and flat organizational structure">
  • Professional growth through diverse responsibilities and stakeholder engagement">
  • Competitive compensation and benefits package">
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Contact Information:

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If you're interested in this role, please click 'apply now' to forward an up-to-date copy of your CV.

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Keywords:

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Compliance Officer Job Description: A rewarding career opportunity for a skilled professional with expertise in compliance and regulation.