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Compliance Director
1 month ago
Spearhead the Control Room Compliance team in Singapore for a global asset management firm, driving policy implementation and regulatory compliance.
Key Responsibilities:
- Implement the Wall Compliance Programme and related policies
- Advise on complex deals ensuring regulatory compliance
- Maintain market abuse and insider trading regulations
- Lead the Control Room function implementing new policies and systems
- Monitor trading activities adhering to global regulatory standards
- Conduct Risk and Compliance Assessments leading the Control Room team
Requirements:
- Bachelor's degree from a reputable university
- 12-15 years of experience in Compliance preferably in a Control Room function
- Strong understanding of regulations and control issues
- Strong leadership skills influencing senior leaders
Estimated Salary: SGD 180,000 - SGD 220,000 per annum
Key Skills:
- Asset Management
- Leadership
- Due Diligence
- Risk Assessment
- Regulatory Compliance
- Risk Management
- Securities
- Auditing
- AML
- Regulatory Requirements
- KYC
- Audit
- Conflict
- Financial Services
