
Senior Regulatory Compliance Specialist
2 weeks ago
A leading alternative investments firm seeks a seasoned Compliance professional to report directly to the Chief Compliance Officer. The ideal candidate will have extensive experience in regulatory compliance, with a proven track record of managing complex relationships with local regulatory bodies and auditors.
Key Responsibilities:
- Prepare and submit MAS and SGX filings for the entities
- Manage relationships with local regulatory bodies and auditors
- Assist with oversight and implementation of compliance programs
- Staff personal dealing in financial instruments
- Staff conflict of interest situations
- Provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring intervention
To be successful in this role, you will need:
- Bachelor's degree with 10-15 years of regulatory compliance experience working in-house at an asset management or compliance consulting firm
- Consultant Registration No. R
- Singapore Employment Agency License No: (deleted)
This role offers a competitive compensation package and opportunities for professional growth and development.
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