Senior Regulatory Compliance Specialist

2 weeks ago


Singapore beBeeCompliance Full time $80,000 - $120,000
Job Description:

A leading alternative investments firm seeks a seasoned Compliance professional to report directly to the Chief Compliance Officer. The ideal candidate will have extensive experience in regulatory compliance, with a proven track record of managing complex relationships with local regulatory bodies and auditors.

Key Responsibilities:

  • Prepare and submit MAS and SGX filings for the entities
  • Manage relationships with local regulatory bodies and auditors
  • Assist with oversight and implementation of compliance programs
  • Staff personal dealing in financial instruments
  • Staff conflict of interest situations
  • Provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring intervention
Requirements:

To be successful in this role, you will need:

  • Bachelor's degree with 10-15 years of regulatory compliance experience working in-house at an asset management or compliance consulting firm
  • Consultant Registration No. R
  • Singapore Employment Agency License No: (deleted)
Benefits:

This role offers a competitive compensation package and opportunities for professional growth and development.

Others:

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