Regulatory Compliance Professional
6 days ago
We are seeking a highly skilled Regulatory Compliance Specialist to join our team. This role is responsible for ensuring that the firm operates within the bounds of regulatory requirements.
The successful candidate will be responsible for managing the compliance function, overseeing all compliance functions, and providing guidance to senior management and business units on compliance matters.
- Manage and oversee all compliance functions, including AML/KYC procedures, market conduct, internal controls, and regulatory reporting
- Assist with MAS surveys and filings, license applications and tracking
- Provide guidance to senior management and business units on compliance matters, ensuring a deep understanding of regulatory implications for various business activities
- Monitor changes in relevant laws and regulations, and proactively adjust compliance policies and procedures accordingly
- Lead compliance training programs to enhance staff understanding of compliance obligations and ethical standards
Required qualifications include prior working experience in banks, asset management/investment management companies, in-depth knowledge of MAS, SFA, SFC, and regulatory expectations for capital markets intermediaries, strong analytical and problem-solving skills, excellent communication and interpersonal abilities.
Key performance indicators for this role include effective collaboration with internal teams and regulatory bodies, ability to navigate complex regulatory environments, and provision of high-quality compliance advice and support.
This is a full-time position with a salary range not specified. The ideal candidate will have a strong understanding of financial services regulations and be able to work effectively in a fast-paced environment.
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