Senior Regulatory Compliance Specialist

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

About usWe are seeking a Senior Regulatory Compliance Specialist to join our dynamic team and play a key role in maintaining our high standards of regulatory compliance.The Role:As a Senior Regulatory Compliance Specialist, you will be responsible for managing and enhancing the compliance program, ensuring adherence to local regulations and internal...

Regulatory Compliance (Specialist/Senior Specialist)As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to: Regulatory Liaison and Stakeholder Management Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA...

Job Title: Senior Regulatory Compliance SpecialistDescription:We are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team. This role is responsible for managing and mitigating regulatory risk, including market conduct regulatory requirements.Key Responsibilities:Provide ongoing compliance advisory and support to...

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Regulatory Compliance SpecialistWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team in Singapore.Ensure operations comply with MAS regulations, internal compliance policies, and international standards across global activities.This is a senior individual contributor role focused on regulatory compliance and legal...

**Company Description** “To be the most loved everyday food and groceries destination!” - that’s our mission at foodpanda (small ‘f’). foodpanda is the largest food and grocery delivery platform in Asia, outside of China. Operating in more than 400 cities across 11 markets, we continue to expand and grow in our core food delivery business, as well...

Regulatory Compliance (Specialist/Senior Specialist) As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to: Regulatory Liaison and Stakeholder Management Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.) ...

Regulatory Compliance SpecialistSenior role available for an experienced professional to lead regulatory matters in a fast-paced environment.Drive compliance initiatives across the organization, ensuring adherence to relevant regulations and standards.Develop and maintain effective relationships with key stakeholders, including government agencies and...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...