Risk & Compliance Officer

4 days ago


Singapore The Bank of East Asia, Limited (BEA) Full time
Risk & Compliance Officer

The Bank of East Asia, Limited (BEA) is seeking an experienced Risk & Compliance Officer to join our Wealth Management team. In this role, you will be responsible for ensuring compliance with regulatory requirements, managing risk, and providing middle office function and performing designated risk & operation review.

Key Responsibilities:
  • Evaluate and mitigate risks associated with operations.
  • Ensure compliance with regulatory requirements and internal policies.
  • Collaborate with Operations and Risk & Controls functions on Risk & Compliance matters related to Service Delivery, Operations and Risk & Controls.
  • Provide middle office function and perform designated risk & operation review.
  • Support new initiatives, projects and change management.
  • Coordinate Business Continuity Management.
  • Engage in business strategic planning with local and head office management.

Requirements

To succeed in this role, you will need:
  • A Bachelor's/University degree or equivalent.
  • Minimum 5 years' experience in Wealth Management middle office / back operation.
  • Extensive knowledge of managing Service Excellence on Deposit & Remittance and Securities Operations processes in Private Banking Middle-Office or Operations.
  • Self-motivated, persistent and able to work in a high volume, time sensitive and high-risk environment.
  • Capable of multi-tasking and eager to learn in a fast changing and challenging environment.
  • Strong Leadership & Team player, proactive, and eager to improve existing processes.
  • Good interpersonal communication skills, able to communicate with business partners and internal Risk & Compliance.
  • Good understanding of AML regulatory requirements and relevant internal policies and guidelines, procedures, practices and rules.
  • Strong knowledge of Risk and Compliance / Risk Management.
  • Good understanding of the private banking products and services.

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