Risk Review and Compliance Officer

Risk & Compliance OfficerThe Bank of East Asia, Limited (BEA) is seeking an experienced Risk & Compliance Officer to join our Wealth Management team. In this role, you will be responsible for ensuring compliance with regulatory requirements, managing risk, and providing middle office function and performing designated risk & operation review.Key...

Job Summary:OAKTREE CONSULTING is seeking a highly motivated Compliance Officer - Risk Governance to join our team. As a key member of our Compliance and Risk Management Office, you will be responsible for providing oversight over the Organization's adherence to legislative and regulatory standards.Main Responsibilities:Work closely with the Lead, Compliance...

As a Financial Risk Manager at Prudential, you will be part of a team that produces reports and manages financial risks facing the company. We are looking for a self-starter who can work independently with limited guidance and has a strong understanding of financial services regulations. Experience in insurance industry, preferable with experience in area(s)...

Role Overview:TRUST RECRUIT PTE. LTD. is seeking a Compliance Review Expert to join our team. In this role, you will be responsible for conducting comprehensive compliance reviews of our clients' corporate actions, such as shareholder circulars, public announcements, and press releases.You will analyze financial data and identify potential risks and areas...

Role Overview:The Case Review Investigation Unit Manager at Citi is a senior professional responsible for conducting risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. This role requires a high level of expertise in AML regulations and risk management principles, as well as excellent analytical and communication...

**Requirements and Qualifications**To be successful in this role, you will need excellent working knowledge of different asset classes (FX, Commodities, Rates & Credit as well as structured products), excellent knowledge of middle office processes and the Front Office trading system Murex, ability to be flexible in your daily work routine to cater to ad hoc...

Job Requirements:To succeed as our Compliance and Risk Officer, you will require:A strong background in information security, with expertise in areas such as cybersecurity, governance, risk management, and complianceExcellent communication and interpersonal skills, with the ability to work effectively with diverse groups and stakeholdersProven experience in...

Axi is a leading global provider of margin and deliverable Foreign Exchange, Contracts for Difference (CFDs), and Financial Spread betting.We seek a Compliance and Risk Officer to oversee corporate governance, compliance, and office management functions, ensuring seamless operations and regulatory compliance.The ideal candidate will have strong experience in...

Job Summary: We are seeking an experienced Risk Management professional to join our team as a Third-Party Risk Manager. This role involves conducting reviews and evaluations of third-party arrangements to ensure compliance with regulatory requirements and internal policies. Key Responsibilities: - Conduct regular reviews and evaluations of third-party...

We're looking for a talented Compliance Investigator to join our team as an Officer, Case Review and Investigation (CRIU) Analyst.As a key member of our Anti-Money Laundering (AML) team, you'll play a critical role in reviewing and investigating high-risk cases, identifying potential risks, and developing effective mitigation strategies.Key responsibilities...

Key ResponsibilitiesAs a Risk Review Specialist, you'll be responsible for:Conducting personalized one-on-one or group mentoring sessions to explain processes and investigative strategiesAssisting analysts in overcoming performance-related challengesLeading or assisting with ad-hoc AML-related projectsYou'll also be responsible for managing and mitigating...

At CITIBANK N.A., we're seeking a highly skilled AML Compliance Analyst to join our team as an Officer, Case Review and Investigation (CRIU) Analyst.The successful candidate will be responsible for conducting thorough risk reviews and investigations on higher-risk cases, analyzing data from internal and external systems, and documenting findings in detailed...

About Our TeamWe are a dynamic and innovative team that is passionate about delivering exceptional results. Our team members are highly skilled and experienced professionals who are committed to excellence.The RoleWe are seeking a Risk and Compliance Officer to join our team. The successful candidate will be responsible for ensuring that our advisory...

Are you looking for a challenging role where you can make a real impact? Look no further!This Is An IT Support Group is seeking an experienced Trust Onboarding Specialist to join our team. As a key member of our compliance team, you will play a critical role in ensuring that all trust onboarding documentation is reviewed and approved in accordance with...

We are looking for an experienced Compliance and Risk Officer to join our team at GUOTAI JUNAN INTERNATIONAL ASSET MANAGEMENT (SINGAPORE) PTE. LIMITED. In this role, you will be responsible for ensuring fund and business compliance with legal and regulatory requirements and guidelines of relevant jurisdictions.Key ResponsibilitiesComplete and submit...

Job DescriptionWe are seeking an experienced Compliance Risk Manager to join our team. As a key member of our organization, you will be responsible for driving Regulatory Compliance initiatives to foster a culture of compliance. Your duties will include:Assisting in developing and implementing an annual compliance plan for regulatory-related...

Job DescriptionThe Risk and Compliance Manager will play a crucial role in providing risk and legal compliance support to the Asia region for Starr Insurance.This position is responsible for supporting the local Asia business region and collaborating closely with the Asia Regional Counsel, Starr Insurance group home office legal department, and the Global...

Job OverviewThis role is pivotal in driving Regulatory Compliance initiatives to foster a compliance-first culture within the organization. The successful candidate will play a crucial part in enhancing various compliance processes across the company.The position entails providing relevant support to the team in several key areas:Developing and Implementing...

We are looking for a highly skilled Compliance Officer - Risk Management to join our team at Hong Leong Group. In this role, you will be responsible for assisting in developing and implementing the annual plan for regulatory compliance related activities.About the Role:You will work closely with management to advise on compliance and applications of...

Mitsubishi UFJ Financial Group seeks a highly skilled Compliance and Risk Analyst to join our team. As a key member of our organization, you will be responsible for conducting reviews and evaluations of Third-Party arrangements for compliance with regulatory requirements.Your primary duties will include preparing materials for Third-Party Risk Management...