Regulatory Compliance Specialist

Regulatory Compliance Specialist **Key Responsibilities:** * Develop and implement compliance processes to ensure adherence to laws, regulations, and firm policies and procedures. * Provide advice to business on compliance, regulatory, and policy issues. * Coordinate with the business and other divisions across the firm on new initiatives. * Liaise with...

About the RoleIQ-EQ is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will be responsible for managing a portfolio of clients and providing advisory and consultancy services to ensure compliance with regulatory requirements.Key ResponsibilitiesManage a portfolio of clients and...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ. As a key member of our compliance team, you will be responsible for managing a portfolio of clients and providing advisory and consultancy services to ensure compliance with regulatory requirements.Key ResponsibilitiesManage a portfolio of clients and...

Job DescriptionCeffu is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key ResponsibilitiesEngage with regulatory authorities to ensure compliance with local laws and regulations,...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ. As a key member of our compliance team, you will be responsible for managing a portfolio of clients and providing advisory and consultancy services to ensure compliance with regulatory requirements.Key ResponsibilitiesManage a portfolio of clients and...

Job Overview As a Regulatory Compliance Specialist, your primary responsibility will be to ensure compliance with relevant laws, regulations, and internal policies concerning risk reporting and trading operations within the gas, crude, and products sectors. Your role will involve scrutinizing transactions, formulating compliance strategies, innovating...

Job Overview As a Regulatory Compliance Specialist, your primary responsibility will be to ensure that all trading operations align with the relevant laws, regulations, and internal policies governing risk reporting in the energy sector, specifically within the gas, crude, and products markets. Your role will encompass the review of trading...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our Group Regulatory Compliance team at OCBC Bank. As a key member of our team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and industry standards.Key ResponsibilitiesProvide regulatory compliance advice to corporate...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Scotiabank. This role will support the Head of Global Regulatory Relations and Technology Compliance, APAC in delivering the compliance program for the GBM&T businesses in Asia Pacific.Key ResponsibilitiesCoordinate the implementation of regional Technology...

Job Overview As a Regulatory Compliance Specialist, your primary responsibility will be to ensure that all trading activities and risk reporting align with the relevant laws, regulations, and internal policies within the gas, crude, and products sectors. This role involves a thorough review of transactions, the creation of compliance strategies, the...

Job OverviewIQ-EQ is seeking a highly skilled Regulatory Compliance Specialist to join our team.Key ResponsibilitiesManage a portfolio of clients and their respective MAS license application projects, ensuring timely and accurate submissions.Provide expert compliance advice to clients on MAS regulations, helping them navigate complex regulatory...

Job OverviewIQ-EQ is seeking a highly skilled Regulatory Compliance Specialist to join our team.Key ResponsibilitiesManage a portfolio of clients and their respective MAS license application projects, ensuring timely and accurate submissions.Provide expert compliance advice to clients on MAS regulations, helping them navigate complex regulatory...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at OCBC Bank. As a key member of our Group Regulatory Compliance team, you will play a critical role in ensuring the Bank's adherence to regulatory requirements and mitigating compliance risks.Key ResponsibilitiesManage the Bank's submission on FATCA and CRS...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at OCBC Bank. As a key member of our Group Regulatory Compliance team, you will play a critical role in ensuring the Bank's adherence to regulatory requirements and mitigating compliance risks.Key ResponsibilitiesManage the Bank's submission on FATCA and CRS...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at OCBC Bank. As a key member of our Group Regulatory Compliance team, you will play a critical role in ensuring the Bank's adherence to regulatory requirements and mitigating compliance risks.Key ResponsibilitiesManage the Bank's submission on FATCA and CRS...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at ExxonMobil Corporation. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with all applicable laws, rules, and regulations.Key ResponsibilitiesCoordinate compliance with applicable...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at ExxonMobil Corporation. As a key member of our compliance team, you will be responsible for ensuring that our trading activities are in compliance with all applicable laws, rules, and regulations.Key ResponsibilitiesCoordinate compliance with applicable laws,...

About the RoleThe Edge Partnership is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for ensuring that our bank operates in accordance with all relevant regulations and laws.Key ResponsibilitiesAct as a primary point of contact for regulatory bodies, building strong...

About The Edge PartnershipWe are a leading financial services firm seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance team, you will play a critical role in ensuring our organization's adherence to regulatory requirements and maintaining a strong reputation in the industry.Key ResponsibilitiesAct as...

Job Title: Regulatory Compliance Specialist at Deutsche BankDeutsche Bank is dedicated to building enduring, sustainable partnerships with key institutional clients while ensuring robust returns for stakeholders.About the Position:Guarantee compliance with regulatory standards set by major APAC authorities such as HKMA, MAS, and ASIC.Assist local operations...