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Compliance Consultant
3 weeks ago
The Compliance Consultant is responsible for ensuring clients comply with regulatory requirements. This involves managing client relationships, drafting compliance manuals, and establishing a compliance infrastructure.
">- Responsible for managing a portfolio of alternative investment client relationships to ensure they comply with their regulatory requirements.
- Drafting compliance manuals and other compliance documentation for clients.
- Establishing and maintaining the compliance infrastructure for clients.
- Undertaking periodic compliance monitoring reviews at client premises.
- Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC.
- Execute audit procedures to assess, design and operating effectiveness of internal controls.
- Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects.
- Drafting and/or reviewing regulatory reports and returns.
Requirements:
- Minimum of 2-3 years of experience with an exposure to compliance and alternative asset management industry.
- Detailed understanding of MAS rules, regulations and guidelines for Capital Market Services License holder especially Fund Management Companies.
- Good understanding of the financial services industry in particular the alternative asset management.
- Time management and ability to work under pressure.
- Financial Services or Asset and Wealth Management audit background would be useful.
Benefits:
- Join the global leader in risk and financial advisory solutions—Kroll.
- With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities.
- As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights.
About Us:
- Kroll is committed to equal opportunity and diversity, and recruits people based on merit.
- Ready to build, protect, restore and maximize our clients' value? Your journey begins with Kroll.