
Compliance Consultant
1 week ago
Our client, one of world’s largest financial services institutions is looking for:
**Compliance Consultant**
**Responsibilities**:
- Uphold the integrity of the exchanges and the operations of a fair, orderly and transparent market by supervising the conduct of market participants.
- Actively monitor the trading activities of participants on the trading platform.
- Review alerts generated for any potential trading irregularities and escalate to Head, Regulations and Compliance on any Rule breaches.
- Regularly review the alert models and policy to keep them aligned to regulatory requirements.-
EA License Number: 10C3636
EA Personnel Name: Vimmi Baunthiyal
EA Personnel Registration Number: R1543982
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