Compliance Consultant

2 days ago

Singapore Ocorian Full time

Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance
We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices.
We’re a trusted partner to over 8,000 clients globally. We are proud to have long-lasting partnerships with our clients. With more than 1,800 colleagues, we operate across 20+ countries, our scale enables us to support our clients globally and locally, providing a seamless client experience across borders and service lines.
Job Description
Purpose of the role
We are looking for a Consultant/ Senior Consultant to join our thriving Singapore Practice to deliver high quality, specialist advice to our MAS-licenced clients that are licenced under the Securities and Futures Act.
The successful candidate will also participate in marketing and business development to help ensure that the team maintains a sufficient pipeline of client work, as well as assist with technical research and producing technical materials.
The Singapore Practice supports clients through the entire regulatory cycle – obtaining the appropriate licence, putting in place fit-for-purpose, commercially-minded Compliance Frameworks, meeting the ongoing expectations of the MAS, delivering internal (and other regulatory) audits and compliance monitoring, and implementing regulatory change projects.
The successful candidate will provide support to our clients that are Capital Market Intermediaries. Where their key experience is in one particular sector, they will likely continue to focus on that sector, but will be strongly encouraged to also adapt their skills and knowledge so that they can help support clients that operate in other CMI sectors.
Main Responsibilities
Client Delivery
Provide advice and support to clients on a wide range of regulatory compliance matters, which may include:
drafting policies and procedures
writing training material and delivering training sessions
liaising with the MAS on behalf of clients
assisting our clients to obtain a MAS licence
compiling and submitting regulatory returns and filings
preparing comprehensive reports
supporting projects with multiple workstreams, such as internal audits
responding to ad hoc and routine regulatory queries
Work towards acting as the main point of contact and relationship manager for a portfolio of clients. This may include:
responding to all queries, managing client expectations and (where necessary) seeking others’ input into delivery of work
ensuring accurate invoicing, timely

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